4/A//SEC Filing
NewStar Financial, Inc. 4/A
Accession 0000908662-14-000323
CIK 0001373561operating
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 4:28 PM ET
Size
8.3 KB
Accession
0000908662-14-000323
Insider Transaction Report
Form 4/AAmended
Schmidt-Fellner Peter A
DirectorChief Investment Officer
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2014-12-09$7.32/sh+125,000$915,000→ 964,082 total - Tax Payment
Common Stock, par value $0.01 per share
2014-12-09$11.76/sh−99,712$1,172,613→ 864,370 total - Exercise/Conversion
Stock Option (Right to Buy)
2014-12-09−125,000→ 0 totalExercise: $7.32Exp: 2015-02-12→ Common Stock (125,000 underlying)
Footnotes (1)
- [F1]Option is fully vested.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 4:28 PM ET
- Size
- 8.3 KB