4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-15-000141
CIK 0001373561operating
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 4:17 PM ET
Size
12.4 KB
Accession
0000908662-15-000141
Insider Transaction Report
Form 4
NOONAN FRANK R
Director
Transactions
- Sale
Common Stock
2015-03-20$11.01/sh−3,642$40,095→ 69,288 total - Sale
Common Stock
2015-03-20$11.17/sh−6,956$77,667→ 52,988 total - Exercise/Conversion
Stock Option (right to buy)
2015-03-20−25,000→ 0 totalExercise: $6.40Exp: 2015-05-14→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2015-03-20$6.40/sh+25,000$160,000→ 77,988 total - Tax Payment
Common Stock
2015-03-20$11.17/sh−9,344$104,329→ 59,944 total - Tax Payment
Common Stock
2015-03-20$11.01/sh−5,058$55,684→ 72,930 total
Footnotes (1)
- [F1]The options were fully exercisable as of May 14, 2011.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 4:17 PM ET
- Size
- 12.4 KB