NewStar Financial, Inc. 4
4 · NewStar Financial, Inc. · Filed Nov 12, 2015
Insider Transaction Report
Form 4
Bralver Charles N
Director
Transactions
- Exercise/Conversion
Common Stock
2015-11-10$2.89/sh+1,250$3,613→ 145,414 total - Tax Payment
Common Stock
2015-11-10$9.31/sh−389$3,622→ 145,025 total - Tax Payment
Common Stock
2015-11-10$9.31/sh−1,182$11,004→ 148,843 total - Exercise/Conversion
Common Stock
2015-11-10−5,000→ 0 totalExercise: $2.20Exp: 2016-05-13→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2015-11-10$2.20/sh+5,000$11,000→ 150,025 total - Exercise/Conversion
Common Stock
2015-11-10−1,250→ 0 totalExercise: $2.89Exp: 2016-02-05→ Common Stock (1,250 underlying)
Footnotes (2)
- [F1]Option vested in three substantially equal installments on February 5, 2010, 2011 and 2012.
- [F2]Option vested in three substantially equal installments on May 13, 2010, 2011 and 2012.