4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-15-000326
CIK 0001373561operating
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:16 PM ET
Size
13.3 KB
Accession
0000908662-15-000326
Insider Transaction Report
Form 4
Bralver Charles N
Director
Transactions
- Exercise/Conversion
Common Stock
2015-11-10$2.89/sh+1,250$3,613→ 145,414 total - Tax Payment
Common Stock
2015-11-10$9.31/sh−389$3,622→ 145,025 total - Tax Payment
Common Stock
2015-11-10$9.31/sh−1,182$11,004→ 148,843 total - Exercise/Conversion
Common Stock
2015-11-10−5,000→ 0 totalExercise: $2.20Exp: 2016-05-13→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2015-11-10$2.20/sh+5,000$11,000→ 150,025 total - Exercise/Conversion
Common Stock
2015-11-10−1,250→ 0 totalExercise: $2.89Exp: 2016-02-05→ Common Stock (1,250 underlying)
Footnotes (2)
- [F1]Option vested in three substantially equal installments on February 5, 2010, 2011 and 2012.
- [F2]Option vested in three substantially equal installments on May 13, 2010, 2011 and 2012.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:16 PM ET
- Size
- 13.3 KB