4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-15-000338
CIK 0001373561operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:08 PM ET
Size
13.3 KB
Accession
0000908662-15-000338
Insider Transaction Report
Form 4
Bray John Kirby
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2015-11-20−100,000→ 0 totalExercise: $2.86Exp: 2016-02-04→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2015-11-20$2.76/sh+50,000$138,000→ 557,804 total - Tax Payment
Common Stock
2015-11-20$9.48/sh−63,060$597,809→ 507,804 total - Tax Payment
Common Stock
2015-11-20$9.48/sh−31,251$296,259→ 526,553 total - Exercise/Conversion
Common Stock
2015-11-20$2.86/sh+100,000$286,000→ 570,864 total - Exercise/Conversion
Common Stock
2015-11-20−50,000→ 150,000 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (50,000 underlying)
Footnotes (2)
- [F1]Option vested in three substantially equal annual installments beginning on February 4, 2010.
- [F2]Option vested in three substantially equal annual installments beginning on March 18, 2010.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:08 PM ET
- Size
- 13.3 KB