NewStar Financial, Inc. 4
4 · NewStar Financial, Inc. · Filed Nov 23, 2015
Insider Transaction Report
Form 4
Bray John Kirby
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2015-11-20−100,000→ 0 totalExercise: $2.86Exp: 2016-02-04→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2015-11-20$2.76/sh+50,000$138,000→ 557,804 total - Tax Payment
Common Stock
2015-11-20$9.48/sh−63,060$597,809→ 507,804 total - Tax Payment
Common Stock
2015-11-20$9.48/sh−31,251$296,259→ 526,553 total - Exercise/Conversion
Common Stock
2015-11-20$2.86/sh+100,000$286,000→ 570,864 total - Exercise/Conversion
Common Stock
2015-11-20−50,000→ 150,000 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (50,000 underlying)
Footnotes (2)
- [F1]Option vested in three substantially equal annual installments beginning on February 4, 2010.
- [F2]Option vested in three substantially equal annual installments beginning on March 18, 2010.