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4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-15-000357

CIK 0001373561operating
View on SEC.govCompany Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 4:25 PM ET

Size

14.0 KB

Accession

0000908662-15-000357

Insider Transaction Report

Form 4
Period: 2015-12-01
NewStar Financial, Inc.NEWS
Frishkopf John J
Treasurer, Assistant Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2015-12-01$2.86/sh+10,000$28,600→ 462,066 total
  • Exercise/Conversion

    Common Stock

    2015-12-01−30,000→ 2,775 total
    Exercise: $2.76Exp: 2016-03-18→ Common Stock (30,000 underlying)
  • Exercise/Conversion

    Common Stock

    2015-12-01$2.76/sh+30,000$82,800→ 470,713 total
  • Tax Payment

    Common Stock

    2015-12-01$9.70/sh−18,647$180,876→ 452,066 total
  • Tax Payment

    Common Stock

    2015-12-01$9.70/sh−6,271$60,829→ 455,795 total
  • Exercise/Conversion

    Common Stock

    2015-12-01−10,000→ 0 total
    Exercise: $2.86Exp: 2016-02-04→ Common Stock (10,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    1,000
Footnotes (2)
  • [F1]Option is fully vested.
  • [F2]Option is fully vested.

Documents

1 file

Issuer

NewStar Financial, Inc.

CIK 0001373561

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:25 PM ET
Size
14.0 KB
View on SEC.gov