4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-15-000358
CIK 0001373561operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:27 PM ET
Size
13.2 KB
Accession
0000908662-15-000358
Insider Transaction Report
Form 4
Schmidt-Fellner Peter A
DirectorChief Investment Officer
Transactions
- Exercise/Conversion
Common Stock
2015-12-01−125,000→ 500,000 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (125,000 underlying) - Exercise/Conversion
Common Stock
2015-12-01−125,000→ 0 totalExercise: $2.86Exp: 2016-02-04→ Common Stock (125,000 underlying) - Exercise/Conversion
Common Stock
2015-12-01$2.76/sh+125,000$345,000→ 1,020,560 total - Tax Payment
Common Stock
2015-12-01$9.70/sh−79,078$767,057→ 941,482 total - Exercise/Conversion
Common Stock
2015-12-01$2.86/sh+125,000$357,500→ 1,066,482 total - Tax Payment
Common Stock
2015-12-01$9.70/sh−78,529$761,731→ 987,953 total
Footnotes (1)
- [F1]Option is fully vested.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:27 PM ET
- Size
- 13.2 KB