Home/Filings/4/0000908662-15-000360
4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-15-000360

CIK 0001373561operating

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 4:15 PM ET

Size

8.2 KB

Accession

0000908662-15-000360

Insider Transaction Report

Form 4
Period: 2015-12-03
McAuliffe Patrick F
Co-Head, Leveraged Finance
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2015-12-0312,50012,500 total
    Exercise: $2.86Exp: 2016-02-04Common Stock (12,500 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2015-12-03$2.86/sh+12,500$35,750124,591 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2015-12-03$9.43/sh8,029$75,713116,562 total
Footnotes (1)
  • [F1]The options are fully exercisable.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 4:15 PM ET
Size
8.2 KB