Home/Filings/4/0000908662-15-000362
4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-15-000362

CIK 0001373561operating

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 4:14 PM ET

Size

8.1 KB

Accession

0000908662-15-000362

Insider Transaction Report

Form 4
Period: 2015-12-04
Schmidt-Fellner Peter A
DirectorChief Investment Officer
Transactions
  • Tax Payment

    Common Stock

    2015-12-04$9.57/sh158,651$1,518,2901,079,302 total
  • Exercise/Conversion

    Common Stock

    2015-12-04250,000250,000 total
    Exercise: $2.76Exp: 2016-03-18Common Stock (250,000 underlying)
  • Exercise/Conversion

    Common Stock

    2015-12-04$2.76/sh+250,000$690,0001,237,953 total
Footnotes (1)
  • [F1]Option is fully vested.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:14 PM ET
Size
8.1 KB