NewStar Financial, Inc. 4
4 · NewStar Financial, Inc. · Filed Dec 8, 2015
Insider Transaction Report
Form 4
Frishkopf John J
Treasurer, Assistant Secretary
Transactions
- Tax Payment
Common Stock
2015-12-04$9.57/sh−1,732$16,575→ 456,838 total - Tax Payment
Common Stock
2015-12-04$9.57/sh−16,977$162,470→ 467,086 total - Exercise/Conversion
Common Stock
2015-12-04$2.76/sh+2,775$7,659→ 458,570 total - Exercise/Conversion
Common Stock
2015-12-04$2.76/sh+27,225$75,141→ 484,063 total - Exercise/Conversion
Common Stock
2015-12-04−27,225→ 80,000 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (27,225 underlying) - Exercise/Conversion
Common Stock
2015-12-04−2,775→ 0 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (2,775 underlying)
Holdings
- 1,000(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]Option is fully vested.