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4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-15-000363

CIK 0001373561operating
View on SEC.govCompany Profile

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 4:14 PM ET

Size

13.8 KB

Accession

0000908662-15-000363

Insider Transaction Report

Form 4
Period: 2015-12-04
NewStar Financial, Inc.NEWS
Frishkopf John J
Treasurer, Assistant Secretary
Transactions
  • Tax Payment

    Common Stock

    2015-12-04$9.57/sh−1,732$16,575→ 456,838 total
  • Tax Payment

    Common Stock

    2015-12-04$9.57/sh−16,977$162,470→ 467,086 total
  • Exercise/Conversion

    Common Stock

    2015-12-04$2.76/sh+2,775$7,659→ 458,570 total
  • Exercise/Conversion

    Common Stock

    2015-12-04$2.76/sh+27,225$75,141→ 484,063 total
  • Exercise/Conversion

    Common Stock

    2015-12-04−27,225→ 80,000 total
    Exercise: $2.76Exp: 2016-03-18→ Common Stock (27,225 underlying)
  • Exercise/Conversion

    Common Stock

    2015-12-04−2,775→ 0 total
    Exercise: $2.76Exp: 2016-03-18→ Common Stock (2,775 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    1,000
Footnotes (1)
  • [F1]Option is fully vested.

Documents

1 file

Issuer

NewStar Financial, Inc.

CIK 0001373561

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:14 PM ET
Size
13.8 KB
View on SEC.gov