4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-16-000440
CIK 0001373561operating
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:14 PM ET
Size
8.2 KB
Accession
0000908662-16-000440
Insider Transaction Report
Form 4
du Four Mark R.
Head - Leveraged Finance
Transactions
- Exercise/Conversion
Common Stock
2016-01-27−30,000→ 0 totalExercise: $2.86Exp: 2016-02-04→ Common Stock (30,000 underlying) - Tax Payment
Common Stock
2016-01-27$7.54/sh−18,114$136,580→ 90,926 total - Exercise/Conversion
Common Stock
2016-01-27$2.86/sh+30,000$85,800→ 109,040 total
Footnotes (1)
- [F1]Option vested in three substantially equal annual installments beginning on February 4, 2010.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 4:14 PM ET
- Size
- 8.2 KB