4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-16-000446
CIK 0001373561operating
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 4:08 PM ET
Size
8.8 KB
Accession
0000908662-16-000446
Insider Transaction Report
Form 4
Frishkopf John J
Treasurer, Assistant Secretary
Transactions
- Exercise/Conversion
Common Stock
2016-02-05−15,000→ 65,000 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (15,000 underlying) - Exercise/Conversion
Common Stock
2016-02-05$2.76/sh+15,000$41,400→ 482,086 total - Tax Payment
Common Stock
2016-02-05$5.72/sh−9,761$55,833→ 472,325 total
Holdings
- 1,000(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]Option is fully vested.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 4:08 PM ET
- Size
- 8.8 KB