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4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-16-000447

CIK 0001373561operating

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 4:09 PM ET

Size

8.2 KB

Accession

0000908662-16-000447

Insider Transaction Report

Form 4
Period: 2016-02-04
McAuliffe Patrick F
Co-Head, Leveraged Finance
Transactions
  • Tax Payment

    Common Stock, par value $0.01 per share

    2016-02-04$6.19/sh8,423$52,138120,639 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2016-02-04$2.86/sh+12,500$35,750129,062 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2016-02-0412,5000 total
    Exercise: $2.86Exp: 2016-02-04Common Stock (12,500 underlying)
Footnotes (1)
  • [F1]The options are fully exercisable.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 4:09 PM ET
Size
8.2 KB