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4/A//SEC Filing

NewStar Financial, Inc. 4/A

Accession 0000908662-16-000448

CIK 0001373561operating

View on SEC.gov Company Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 4:17 PM ET

Size

7.5 KB

Accession

0000908662-16-000448

Insider Transaction Report

Form 4/AAmended

Period: 2016-02-05

NewStar Financial, Inc.NEWS

Frishkopf John J

Treasurer, Assistant Secretary

Transactions

Exercise/Conversion
Common Stock
2016-02-05$2.76/sh+15,000$41,400→ 482,086 total
Exercise/Conversion
Common Stock
2016-02-05−15,000→ 65,000 total
Exercise: $2.76Exp: 2016-03-18→ Common Stock (15,000 underlying)

Holdings

Common Stock
(indirect: By Trust)
1,000

Footnotes (1)

[F1]Option is fully vested.

Documents

1 file

4
edgar.xml
PRIMARY DOCUMENT

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001373561

Filing Metadata

Form type: 4/A
Filed: Feb 9, 7:00 PM ET
Accepted: Feb 10, 4:17 PM ET
Size: 7.5 KB

View on SEC.gov