Home/Filings/4/0000908662-16-000488
4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-16-000488

CIK 0001373561operating

Filed

Feb 29, 7:00 PM ET

Accepted

Mar 1, 4:12 PM ET

Size

8.1 KB

Accession

0000908662-16-000488

Insider Transaction Report

Form 4
Period: 2016-02-29
Schmidt-Fellner Peter A
DirectorChief Investment Officer
Transactions
  • Tax Payment

    Common Stock

    2016-02-29$6.86/sh86,639$594,3441,149,210 total
  • Exercise/Conversion

    Common Stock

    2016-02-29$2.76/sh+125,000$345,0001,235,849 total
  • Exercise/Conversion

    Common Stock

    2016-02-29125,000125,000 total
    Exercise: $2.76Exp: 2016-03-18Common Stock (125,000 underlying)
Footnotes (1)
  • [F1]Option is fully vested.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 4:12 PM ET
Size
8.1 KB