4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-16-000491
CIK 0001373561operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:09 PM ET
Size
8.1 KB
Accession
0000908662-16-000491
Insider Transaction Report
Form 4
Schmidt-Fellner Peter A
DirectorChief Investment Officer
Transactions
- Exercise/Conversion
Common Stock
2016-03-03$2.76/sh+125,000$345,000→ 1,274,210 total - Tax Payment
Common Stock
2016-03-03$7.76/sh−83,643$649,070→ 1,190,567 total - Exercise/Conversion
Common Stock
2016-03-03−125,000→ 0 totalExercise: $2.76Exp: 2016-03-18→ Common Stock (125,000 underlying)
Footnotes (1)
- [F1]Option is fully vested.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 4:09 PM ET
- Size
- 8.1 KB