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4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-17-000094

CIK 0001373561operating

Filed

Apr 23, 8:00 PM ET

Accepted

Apr 24, 4:07 PM ET

Size

8.2 KB

Accession

0000908662-17-000094

Insider Transaction Report

Form 4
Period: 2017-04-20
du Four Mark R.
Head - Leveraged Finance
Transactions
  • Exercise/Conversion

    Common Stock

    2017-04-2035,0000 total
    Exercise: $8.28Exp: 2017-05-12Common Stock (35,000 underlying)
  • Tax Payment

    Common Stock, par value $0.01 per share

    2017-04-20$10.56/sh29,901$315,755137,778 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2017-04-20$8.28/sh+35,000$289,800167,679 total
Footnotes (1)
  • [F1]Fully vested

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 4:07 PM ET
Size
8.2 KB