4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-17-000107
CIK 0001373561operating
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:02 PM ET
Size
8.1 KB
Accession
0000908662-17-000107
Insider Transaction Report
Form 4
McAuliffe Patrick F
Co-Head, Leveraged Finance
Transactions
- Exercise/Conversion
Common Stock
2017-05-09$8.28/sh+47,605$394,169→ 218,035 total - Tax Payment
Common Stock
2017-05-09$9.80/sh−42,737$418,823→ 175,298 total - Exercise/Conversion
Common Stock
2017-05-09−47,605→ 0 totalExercise: $8.28Exp: 2017-05-12→ Common Stock (47,605 underlying)
Footnotes (1)
- [F1]Fully vested.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 4:02 PM ET
- Size
- 8.1 KB