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4//SEC Filing

Morris Ryan J. 4

Accession 0000908662-17-000190

CIK 0000825411other
View on SEC.govCompany Profile

Filed

Sep 28, 8:00 PM ET

Accepted

Sep 29, 12:37 PM ET

Size

17.4 KB

Accession

0000908662-17-000190

Insider Transaction Report

Form 4
Period: 2017-09-27
SEVCON, INC.SEV
Morris Ryan J.
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2017-09-27$22.00/sh−148,271$3,261,962→ 0 total(indirect: By Meson Capital L.P.)
  • Disposition to Issuer

    Series A Convertible Preferred Stock

    2017-09-27$66.00/sh−338$22,308→ 0 total
    Exercise: $8.00From: 2014-09-08→ Common Stock (1,014 underlying)
  • Disposition to Issuer

    Warrant

    2017-09-27$12.00/sh−307,000$3,684,000→ 0 total(indirect: By Meson Constructive Capital LP)
    Exercise: $10.00From: 2016-07-06Exp: 2021-07-08→ Common Stock (307,000 underlying)
  • Disposition to Issuer

    Common Stock

    2017-09-27$22.00/sh−19,991$439,802→ 0 total
  • Disposition to Issuer

    Series A Convertible Preferred Stock

    2017-09-27$66.00/sh−7,699$508,134→ 0 total(indirect: By Meson Capital L.P.)
    Exercise: $8.00From: 2014-09-08→ Common Stock (23,097 underlying)
  • Disposition to Issuer

    Warrant

    2017-09-27$12.00/sh−27,500$330,000→ 0 total(indirect: By Meson Capital L.P.)
    Exercise: $10.00From: 2016-07-06Exp: 2021-07-08→ Common Stock (27,500 underlying)
  • Disposition to Issuer

    Common Stock

    2017-09-27$22.00/sh−614,000$13,508,000→ 0 total(indirect: By Meson Constructive Capital LP)
Footnotes (4)
  • [F1]Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted.
  • [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]The Series A Convertible Preferred Stock had no expiration date.
  • [F4]This warrant was repurchased by the Issuer in connection with the closing under the merger agreement for a per share price equal to the spread between $22.00 and the exercise price.

Documents

1 file

Issuer

SEVCON, INC.

CIK 0000825411

→
Entity typeother

Related Parties

1
  • filerCIK 0001535780

Filing Metadata

Form type
4
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 12:37 PM ET
Size
17.4 KB
View on SEC.gov