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4//SEC Filing

Nussdorf Lillian Ruth 4

Accession 0000908662-17-000205

CIK 0000880460other

Filed

Oct 12, 8:00 PM ET

Accepted

Oct 13, 4:03 PM ET

Size

7.7 KB

Accession

0000908662-17-000205

Insider Transaction Report

Form 4
Period: 2017-10-11
Transactions
  • Other

    Common Stock

    2017-10-118,362,0320 total(indirect: By LLC)
  • Other

    Common Stock

    2017-10-11+1,0001,000 total(indirect: By LLC)
Footnotes (4)
  • [F1]In order to facilitate the reorganization of the issuer under Chapter 11 of the Bankruptcy Code, the shares (which had no value) were cancelled for no consideration upon effectiveness of the issuer's Plan of Reorganization.
  • [F2]Represents all the issuer shares held by the limited liability company before cancellation. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]Pursuant to the Chapter 11 bankruptcy proceeding, upon effectiveness of the issuer's Plan of Reorganization, a total of $14,263,460, which the reporting person and her affiliates were required to contribute to the limited liability company, was provided to the issuer in consideration of the issuance of these shares.
  • [F4]Represents all the issuer shares held by the limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Issuer

Perfumania Holdings, Inc.

CIK 0000880460

Entity typeother

Related Parties

1
  • filerCIK 0001375212

Filing Metadata

Form type
4
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:03 PM ET
Size
7.7 KB