4//SEC Filing
NUSSDORF STEPHEN L 4
Accession 0000908662-17-000206
CIK 0000880460other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:03 PM ET
Size
12.0 KB
Accession
0000908662-17-000206
Insider Transaction Report
Form 4
NUSSDORF STEPHEN L
Director10% Owner
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2017-10-11−250,000→ 0 totalExercise: $9.26From: 2012-04-02Exp: 2022-04-02→ Common Stock (250,000 underlying) - Disposition to Issuer
Common Stock
2017-10-11−8,362,032→ 0 total(indirect: By LLC) - Award
Common Stock
2017-10-11+1,000→ 1,000 total(indirect: By LLC) - Disposition to Issuer
Warrant
2017-10-11−443,757→ 0 totalExercise: $23.94From: 2011-08-11Exp: 2018-08-11→ Common Stock (443,757 underlying)
Footnotes (4)
- [F1]In order to facilitate the reorganization of the issuer under Chapter 11 of the Bankruptcy Code, these securities (which had no value) were cancelled for no consideration upon effectiveness of the issuer's Plan of Reorganization.
- [F2]Represents all the issuer shares held by the limited liability company before cancellation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F3]Pursuant to the Chapter 11 bankruptcy proceeding, upon effectiveness of the issuer's Plan of Reorganization, a total of $14,263,460, which the reporting person and his affiliates were required to contribute to the limited liability company, was provided to the issuer in consideration of the issuance of these shares.
- [F4]Represents all the issuer shares held by the limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Perfumania Holdings, Inc.
CIK 0000880460
Entity typeother
Related Parties
1- filerCIK 0001252133
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 4:03 PM ET
- Size
- 12.0 KB