COOPER BRADLEY E 4
4 · NewStar Financial, Inc. · Filed Dec 22, 2017
Insider Transaction Report
Form 4
COOPER BRADLEY E
Director
Transactions
- Other
Common Stock
2017-12-21+7,731→ 47,975 total(indirect: See Footnote) - Disposition to Issuer
Stock Option (Right to Buy)
2017-12-22−5,000→ 0 total(indirect: See Foontote)Exercise: $10.11From: 2012-05-11Exp: 2018-05-11→ Common Stock (5,000 underlying) - Other
Common Stock
2017-12-21−7,731→ 84,165 total - Disposition to Issuer
Common Stock
2017-12-22−84,165→ 0 total - Disposition to Issuer
Common Stock
2017-12-22−47,975→ 0 total(indirect: See Footnote)
Footnotes (4)
- [F1]Mr. Cooper transferred to Capital Z Partners Management, LLC ("CZPM") the shares for no consideration on the Transaction Date.
- [F2]Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein.
- [F3]Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right.
- [F4]Pursuant to the Merger Agreement, the option is being cancelled in exchange for (1) $11.44, minus the exercise price, for each underlying share, in cash payment and (ii) one contingent value right.