Home/Filings/4/0000908662-17-000244
4//SEC Filing

Fallon Brian 4

Accession 0000908662-17-000244

CIK 0001373561other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 3:04 PM ET

Size

7.1 KB

Accession

0000908662-17-000244

Insider Transaction Report

Form 4
Period: 2017-12-22
Fallon Brian
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2017-12-2299,8920 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-12-2210,0000 total
    Exercise: $10.11From: 2012-05-11Exp: 2018-05-11Common Stock (10,000 underlying)
Footnotes (2)
  • [F1]Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right.
  • [F2]Pursuant to the Merger Agreement, the option is being cancelled in exchange for (1) $11.44, minus the exercise price, for each underlying share, in cash payment and (ii) one contingent value right.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeother

Related Parties

1
  • filerCIK 0001451001

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 3:04 PM ET
Size
7.1 KB