Home/Filings/4/0000908662-18-000165
4//SEC Filing

HealthCor Partners Fund II, L.P. 4

Accession 0000908662-18-000165

CIK 0001371217other

Filed

Jun 4, 8:00 PM ET

Accepted

Jun 5, 4:26 PM ET

Size

18.8 KB

Accession

0000908662-18-000165

Insider Transaction Report

Form 4
Period: 2017-12-19
Transactions
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
Transactions
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
Transactions
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
Transactions
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2017-12-19+136,580174,472 total
  • Conversion

    Series C Convertible Preferred Stock, par value $0.01

    2017-12-1920,48726,200 total
    From: 2017-12-19Common Stock (136,580 underlying)
Footnotes (5)
  • [F1]Share amounts and ratios reflect the 15-for-1 reverse stock split effected June 4, 2018.
  • [F2]Automatic conversion of 20,487 shares of Series C Preferred Stock into shares of Common Stock at a conversion ratio of 1:6.6667.
  • [F3]HealthCor Partners Fund II, L.P. ("HCPII Fund") is the direct beneficial owner of the securities reported herein. The shares held by HCPII Fund may be deemed to be beneficially owned by HealthCor Partners II, L.P. ("HCP2LP"), its general partner, and by HealthCor Partners GP, LLC ("HCPGP"), the general partner of HCP2LP. HealthCor Partners Management, L.P. ("HPMLP") serves as the investment manager to HCPII Fund, and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner of HPMLP. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each reporting person disclaims beneficial ownership of shares held by HCPII Fund except to the extent of any pecuniary interest therein.
  • [F4]N/A
  • [F5]Issued as merger consideration.

Issuer

ReShape Lifesciences Inc.

CIK 0001371217

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001538581

Filing Metadata

Form type
4
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 4:26 PM ET
Size
18.8 KB