WATERFIELD RICHARD D 4
4 · White River Capital Inc · Filed Feb 28, 2012
Insider Transaction Report
Form 4
WATERFIELD RICHARD D
Director
Transactions
- Award
Common Stock
2012-02-24+952→ 9,477 total
Holdings
- 217,357(indirect: By LLC)
Common Stock
- 1,505(indirect: By Foundation)
Common Stock
Footnotes (3)
- [F1]Shares awarded as fees for board service under the White River Capital, Inc. Directors Stock Compensation Plan.
- [F2]Shares held by Waterfield Capital LLC in which Mr. Waterfield is a voting member. Mr. Waterfield disclaims beneficial ownership of the portion of the reported shares in excess of his percentage economic interest in such entity.
- [F3]Shares held by Waterfield Foundation, Inc., of which Mr. Waterfield is an officer and director. Mr. Waterfield disclaims beneficial ownership of the shares held of record by Waterfield Foundation, Inc.