4//SEC Filing
WATERFIELD RICHARD D 4
Accession 0000908834-13-000023
CIK 0001318545other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 2:38 PM ET
Size
7.2 KB
Accession
0000908834-13-000023
Insider Transaction Report
Form 4
WATERFIELD RICHARD D
Director
Transactions
- Award
Common Stock
2013-01-04+909→ 10,386 total
Holdings
- 1,505(indirect: By Foundation)
Common Stock
- 217,357(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Shares of restricted stock granted pursuant to the White River Capital, Inc. 2005 Stock Incentive Plan. The granted stock will vest in one installment, in full, upon the earlier to occur of: (i) the closing date of the previously announced merger between White River Capital, Inc. and Coastal Credit Merger Sub, Inc. (the "Merger"); or (ii) the second business day following the "Determination Date" as defined in the White River Capital, Inc. Directors Stock Compensation Plan, amended as of May 6, 2010. If the closing date of the Merger does not occur prior to the Determination Date, additional shares will be granted to or forfeited by the filing person such that the total number of shares of granted stock equals the quotient obtained by dividing $20,000 by the fair market value of one share of White River Capital, Inc. common stock on the Determination Date.
- [F2]Shares held by Waterfield Capital LLC in which Mr. Waterfield is a voting member. Mr. Waterfield disclaims beneficial ownership of the portion of the reported shares in excess of his percentage economic interest in such entity.
- [F3]Shares held by Waterfield Foundation, Inc., of which Mr. Waterfield is an officer and director. Mr. Waterfield disclaims beneficial ownership of the shares held of record by Waterfield Foundation, Inc.
Documents
Issuer
White River Capital Inc
CIK 0001318545
Entity typeother
Related Parties
1- filerCIK 0001167200
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 2:38 PM ET
- Size
- 7.2 KB