4//SEC Filing
White River Capital Inc 4
Accession 0000908834-13-000024
CIK 0001318545operating
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 2:39 PM ET
Size
9.1 KB
Accession
0000908834-13-000024
Insider Transaction Report
Form 4
ROSE JOHN W
Director
Transactions
- Gift
Common Stock
2012-12-31−35,000→ 135,953 total - Award
Common Stock
2013-01-04+909→ 136,862 total - Gift
Common Stock
2012-12-31+35,000→ 35,000 total(indirect: By Foundation)
Footnotes (2)
- [F1]Transfer to the Rose/Harnett Family Foundation with the Shenango Valley Foundation, an affiliate of the Community Foundation of Western PA and Eastern OH (the "Foundation"). The Foundation has agreed to cause such shares to be voted at any meeting of the shareholders of White River Capital, Inc. ("White River") occurring in the six months after the date of transfer in the manner consistent with the recommendation of White River's board of directors. Accordingly, the reported shares owned by the Foundation may be regarded as being beneficially owned by Mr. Rose.
- [F2]Shares of restricted stock granted pursuant to the White River Capital, Inc. 2005 Stock Incentive Plan. The granted stock will vest in one installment, in full, upon the earlier to occur of: (i) the closing date of the previously announced merger between White River Capital, Inc. and Coastal Credit Merger Sub, Inc. (the "Merger"); or (ii) the second business day following the "Determination Date" as defined in the White River Capital, Inc. Directors Stock Compensation Plan, amended as of May 6, 2010. If the closing date of the Merger does not occur prior to the Determination Date, additional shares will be granted to or forfeited by the filing person such that the total number of shares of granted stock equals the quotient obtained by dividing $20,000 by the fair market value of one share of White River Capital, Inc. common stock on the Determination Date.
Documents
Issuer
White River Capital Inc
CIK 0001318545
Entity typeoperating
IncorporatedIN
Related Parties
1- filerCIK 0001318545
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 2:39 PM ET
- Size
- 9.1 KB