Home/Filings/4/0000908834-13-000107
4//SEC Filing

White River Capital Inc 4

Accession 0000908834-13-000107

CIK 0001318545operating

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 4:12 PM ET

Size

7.7 KB

Accession

0000908834-13-000107

Insider Transaction Report

Form 4
Period: 2013-02-14
ROSE JOHN W
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2013-02-14$21.93/sh136,862$3,001,3840 total
  • Disposition to Issuer

    Common Stock

    2013-02-14$21.93/sh35,000$767,5500 total(indirect: By Foundation)
Footnotes (3)
  • [F1]Each share was cancelled pursuant to the terms of the Agreement and Plan of Merger dated November 15, 2012 by and among White River Capital, Inc. ("White River"), Coastal Credit Holdings, Inc., and Coastal Credit Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement") in exchange for a cash payment equal to the per share merger consideration ($21.93), as may be adjusted pursuant to the terms of the Merger Agreement.
  • [F2]Amount includes 909 shares of restricted stock previously granted to Mr. Rose under the White River Capital, Inc. 2005 Stock Incentive Plan, which vested in full and were converted into the merger consideration as of February 14, 2013, the closing date of the merger between White River and Merger Sub.
  • [F3]Shares held by the Rose/Harnett Family Foundation with the Shenango Valley Foundation, an affiliate of the Community Foundation of Western PA and Eastern OH (the "Foundation"). The Foundation agreed to cause such shares to be voted at any meeting of the shareholders of White River Capital, Inc. ("White River") occurring in the six months after the date of transfer in the manner consistent with the recommendation of White River's board of directors. Accordingly, the reported shares owned by the Foundation may be regarded as being beneficially owned by Mr. Rose.

Issuer

White River Capital Inc

CIK 0001318545

Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0001318545

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:12 PM ET
Size
7.7 KB