WATERFIELD RICHARD D 4
4 · White River Capital Inc · Filed Feb 14, 2013
Insider Transaction Report
Form 4
WATERFIELD RICHARD D
Director
Transactions
- Disposition to Issuer
Common Stock
2013-02-14$21.93/sh−10,386$227,765→ 0 total - Disposition to Issuer
Common Stock
2013-02-14$21.93/sh−217,357$4,766,639→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2013-02-14$21.93/sh−1,505$33,005→ 0 total(indirect: By Foundation)
Footnotes (4)
- [F1]Each share was cancelled pursuant to the terms of the Agreement and Plan of Merger dated November 15, 2012 by and among White River Capital, Inc. ("White River"), Coastal Credit Holdings, Inc., and Coastal Credit Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement") in exchange for a cash payment equal to the per share merger consideration ($21.93), as may be adjusted pursuant to the terms of the Merger Agreement.
- [F2]Amount includes 909 shares of restricted stock previously granted to Mr. Waterfield under the White River Capital, Inc. 2005 Stock Incentive Plan, which vested in full and were converted into the merger consideration as of February 14, 2013, the closing date of the merger between White River and Merger Sub.
- [F3]Shares held by Waterfield Capital LLC in which Mr. Waterfield is a voting member. Mr. Waterfield disclaims beneficial ownership of the portion of the reported shares in excess of his percentage economic interest in such entity.
- [F4]Shares held by Waterfield Foundation, Inc., of which Mr. Waterfield is an officer and director. Mr. Waterfield disclaims beneficial ownership of the shares held of record by Waterfield Foundation, Inc.