Scio Diamond Technology Corp 4
4 · Scio Diamond Technology Corp · Filed Dec 23, 2014
Insider Transaction Report
Form 4
MCPHEELY BERNARD M
Director
Transactions
- Other
Common Stock
2014-06-23+372,602→ 817,935 total(indirect: By Trust)
Footnotes (2)
- [F1]Transferred to the Reporting Person pursuant to a settlement agreement (the "Settlement Agreement") by and among Edward S. Adams, Michael R. Monahan, Gerald McGuire, James Korn, Bruce Likly, Theodorus Strous, and Robert C. Linares, their present and past affiliates, such as Apollo Diamond, Inc., Apollo Diamond Gemstone Corporation, Adams Monahan LLP, Focus Capital Group, Inc. and Oak Ridge Financial Services Group, Inc., family members and spouses (the "Adams Group"), and Thomas P. Hartness, Kristoffer Mack, Paul Rapello, Glen R. Bailey, Marsha C. Bailey, Kenneth L. Smith, Bernard M. McPheely, James Carroll, Robert M. Daisley, Ben Wolkowitz, Craig Brown, Ronnie Kobrovsky, Lewis Smoak, Brian McPheely, Mark P. Sennott, the Sennott Family Charitable Trust, and their affiliates (the "Save Scio Group"),
- [F2]pursuant to which Messrs. Adams and Monahan agreed to each transfer 1,000,000 shares of common stock of the Issuer allocable in the aggregate as follows: 1,000,000 shares to the Save Scio Group and 1,000,000 shares to the Issuer. The reported number discloses the Reporting Person's allocable distribution of such shares as a member of the Save Scio Group.