Home/Filings/4/A/0000908834-16-000602
4/A//SEC Filing

API Technologies Corp. 4/A

Accession 0000908834-16-000602

CIK 0001081078operating

Filed

Apr 21, 8:00 PM ET

Accepted

Apr 22, 4:32 PM ET

Size

13.2 KB

Accession

0000908834-16-000602

Insider Transaction Report

Form 4/AAmended
Period: 2016-04-22
Tavares Robert
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2016-04-22+227,000227,000 total
  • Disposition to Issuer

    Common Stock

    2016-04-22227,0000 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-04-22406,2500 total
    Exercise: $1.15Exp: 2026-01-26Common Stock (406,250 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-04-22567,5000 total
    Exercise: $1.89Exp: 2025-03-02Common Stock (567,500 underlying)
  • Disposition to Issuer

    Common Stock

    2016-04-22389,5000 total
Footnotes (5)
  • [F1]These shares were disposed of pursuant to the merger agreement between the issuer, RF1 Holding Company and RF Acquisition Sub, Inc., in exchange for $2.00 in cash per share.
  • [F2]These restricted stock units, granted on 04/21/2015, provided for vesting upon a change in control, and vested as of the closing of the merger.
  • [F3]These restricted stock units, which provided for vesting in three equal annual installments beginning 01/26/2017, were disposed of pursuant to the merger agreement in exchange for $2.00 in cash per restricted stock unit.
  • [F4]These options, which provided for vesting in three equal annual installments beginning 01/26/2017, were canceled in the merger in exchange for a cash payment equal to the difference between the exercise price of each option and $2.00.
  • [F5]These options were canceled in the merger in exchange for a cash payment equal to the difference between the exercise price of each option and $2.00.

Issuer

API Technologies Corp.

CIK 0001081078

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001081078

Filing Metadata

Form type
4/A
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 4:32 PM ET
Size
13.2 KB