Home/Filings/4/0000908834-17-000060
4//SEC Filing

FINISH LINE INC /IN/ 4

Accession 0000908834-17-000060

CIK 0000886137operating

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 11:07 AM ET

Size

72.6 KB

Accession

0000908834-17-000060

Insider Transaction Report

Form 4
Period: 2013-06-11
Transactions
  • Award

    Class A Common Stock

    2015-03-30+2,53721,421 total
  • Tax Payment

    Class A Common Stock

    2015-04-02$24.81/sh814$20,19520,607 total
  • Tax Payment

    Class A Common Stock

    2016-04-01$20.65/sh876$18,08933,944 total
  • Tax Payment

    Class A Common Stock

    2016-06-11$17.33/sh329$5,70233,615 total
  • Exercise/Conversion

    Class A Common Stock

    2016-07-29$13.10/sh+4,077$53,40937,692 total
  • Sale

    Class A Common Stock

    2016-07-29$21.67/sh4,077$88,34933,615 total
  • Tax Payment

    Class A Common Stock

    2016-08-13$22.18/sh29$64333,586 total
  • Tax Payment

    Class A Common Stock

    2017-03-01$16.30/sh1,767$28,80231,819 total
  • Award

    Stock Option (Right to Buy)

    2014-04-01+18,17118,171 total
    Exercise: $27.25Exp: 2024-04-01Class A Common Stock (18,171 underlying)
  • Award

    Stock Option (Right to Buy)

    2014-04-01+3,0003,000 total
    Exercise: $27.25Exp: 2024-04-01Class A Common Stock (3,000 underlying)
  • Award

    Performance-Based Restricted Stock

    2015-03-30+1,0231,023 total
    Exp: 2016-02-27Class A Common Stock (1,023 underlying)
  • Disposition to Issuer

    Performance-Based Restricted Stock

    2016-02-271,0230 total
    Exp: 2016-02-27Class A Common Stock (1,023 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-07-294,0770 total
    Exercise: $13.10Exp: 2020-03-11Class A Common Stock (4,077 underlying)
  • Award

    Stock Option (Right to Buy)

    2015-03-30+23,59223,592 total
    Exercise: $24.44Exp: 2025-03-30Class A Common Stock (23,592 underlying)
  • Award

    Dividend Equivalent Rights

    2014-06-16+456456 total
    Class A Common Stock (456 underlying)
  • Award

    Class A Common Stock

    2013-06-11+1,01711,862 total
  • Exercise/Conversion

    Class A Common Stock

    2013-07-15$6.29/sh+7,525$47,33219,387 total
  • Sale

    Class A Common Stock

    2013-07-15$22.71/sh7,525$170,89311,862 total
  • Award

    Class A Common Stock

    2013-08-13+9111,953 total
  • Award

    Class A Common Stock

    2014-04-01+2,64214,595 total
  • Award

    Class A Common Stock

    2014-04-01+5,00019,595 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-07-157,5250 total
    Exercise: $6.29Exp: 2019-03-26Class A Common Stock (7,525 underlying)
  • Award

    Performance-Based Restricted Stock

    2014-04-01+3,4123,412 total
    Exp: 2017-04-01Class A Common Stock (3,412 underlying)
  • Award

    Performance-Based Restricted Stock

    2016-03-28+6,5936,593 total
    Exp: 2019-03-28Class A Common Stock (6,593 underlying)
  • Award

    Stock Option (Right to Buy)

    2016-03-28+44,91044,910 total
    Exercise: $20.47Exp: 2026-03-28Class A Common Stock (44,910 underlying)
  • Tax Payment

    Class A Common Stock

    2014-04-27$26.68/sh711$18,96918,884 total
  • Award

    Class A Common Stock

    2016-02-29+9,81730,424 total
  • Award

    Class A Common Stock

    2016-03-28+4,39634,820 total
  • Award

    Class A Common Stock

    2017-03-27+17,18949,008 total
  • Award

    Stock Option (Right to Buy)

    2013-06-11+3,6533,653 total
    Exercise: $21.23Exp: 2023-06-11Class A Common Stock (3,653 underlying)
  • Award

    Stock Option (Right to Buy)

    2013-08-13+328328 total
    Exercise: $21.94Exp: 2023-08-13Class A Common Stock (328 underlying)
  • Award

    Stock Option (Right to Buy)

    2016-02-29+60,67460,674 total
    Exercise: $18.33Exp: 2026-02-28Class A Common Stock (60,674 underlying)
  • Award

    Performance-Based Restricted Stock

    2015-03-30+3,8053,805 total
    Exp: 2018-03-30Class A Common Stock (3,805 underlying)
  • Award

    Performance-Based Restricted Stock

    2017-03-27+17,18917,189 total
    Exp: 2020-03-27Class A Common Stock (17,189 underlying)
Holdings
  • Class A Common Stock

    (indirect: By Employee Stock Purchase Plan)
    717
Footnotes (32)
  • [F1]All the reported shares of restricted stock cliff-vest in full on 6/11/2016.
  • [F10]Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,784 shares of restricted stock.
  • [F11]Withheld for the satisfaction of tax liabilities incurred upon the vesting of 1,017 shares of restricted stock.
  • [F12]Withheld for the satisfaction of tax liabilities incurred upon the vesting of 91 shares of restricted stock.
  • [F13]Withheld for the satisfaction of tax liabilities incurred upon the vesting of 4,909 shares of restricted stock.
  • [F14]The reported shares of restricted stock vest in three equal annual installments on the anniversary of the date of grant, commencing on 3/27/2018.
  • [F15]Updated to include shares allocated to the reporting person's account since the date of the reporting person's last ownership report.
  • [F16]The options vest on the following schedule: 365 (10%) on 6/11/2014; 730 (20%) on 6/11/2015; 1,096 (30%) on 6/11/2016; and 1,462 (40%) on 6/11/2017.
  • [F17]The options vested over 4 years, on the anniversary of the date of grant commencing on 3/26/2010, on a schedule of 10%, 20%, 30% and 40% at each respective anniversary.
  • [F18]The options vest on the following schedule: 32 (10%) on 8/13/2014; 66 (20%) on 8/13/2015; 98 (30%) on 8/13/2016; and 132 (40%) on 8/13/2017.
  • [F19]The options vest on the following schedule: 1,817 (10%) on 4/1/2015; 3,634 (20%) on 4/1/2016; 5,451 (30%) on 4/1/2017; and 7,269 (40%) on 4/1/2018.
  • [F2]All the reported shares of restricted stock cliff-vest in full on 8/13/2016.
  • [F20]The options vest on the following schedule: 300 (10%) on 4/1/2015; 600 (20%) on 4/1/2016; 900 (30%) on 4/1/2017; and 1,200 (40%) on 4/1/2018.
  • [F21]Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s net income, measured over a performance period including fiscal years 2015, 2016 and 2017. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  • [F22]The options vest on the following schedule: 2,359 (10%) on 3/30/2016; 4,718 (20%) on 3/30/2017; 7,078 (30%) on 3/30/2018; and 9,437 (40%) on 3/30/2019.
  • [F23]Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2016, 2017 and 2018. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  • [F24]Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the growth of The Finish Line, Inc.'s adjusted operating income, measured over a performance period including fiscal years 2015 and 2016. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  • [F25]The options vest on the following schedule: 30,337 on 3/1/2017; and 30,337 on 3/1/2018.
  • [F26]The options vest on the following schedule: 4,491 (10%) on 3/28/2017; 8,982 (20%) on 3/28/2018; 13,473 (30%) on 3/28/2019; and 17,964 (40%) on 3/28/2020.
  • [F27]Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2017, 2018 and 2019. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  • [F28]The total grant of 4,530 options vested over 4 years on the following schedule: 453 (10%) on 3/11/2011; 906 (20%) on 3/11/2012; 1,359 (30%) on 3/11/2013; and 1,812 (40%) on 3/11/2014.
  • [F29]The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.
  • [F3]All the reported shares of restricted stock cliff-vest in full on 4/1/2017.
  • [F30]The reported dividend equivalent rights reflect the aggregate accruals for quarterly dividends paid by The Finish Line, Inc. from the initial grant date for the performance-based restricted stock to which the dividend equivalent rights relate up to the date of this ownership report.
  • [F31]The reported amount does not include 18 dividend equivalent rights that were not earned and were forfeited.
  • [F32]Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  • [F4]All the reported shares of restricted stock cliff-vest in full on 4/1/2017.
  • [F5]Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,197 shares of restricted stock.
  • [F6]All the reported shares of restricted stock cliff-vest in full on 3/30/2018.
  • [F7]Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,587 shares of restricted stock.
  • [F8]The reported shares of restricted stock vest on the following schedule: 4,909 on 3/1/2017; and 4,908 on 3/1/2018.
  • [F9]All the reported shares of restricted stock cliff-vest in full on 3/28/2019.

Issuer

FINISH LINE INC /IN/

CIK 0000886137

Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0000886137

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 11:07 AM ET
Size
72.6 KB