4//SEC Filing
EDELMAN JOSEPH 4
Accession 0000909012-08-000161
CIK 0001047188other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 10:09 AM ET
Size
17.0 KB
Accession
0000909012-08-000161
Insider Transaction Report
Form 4
PERCEPTIVE ADVISORS LLC
10% Owner
Transactions
- Purchase
Ordinary Shares
2008-01-31$4.97/sh+150,400$748,044→ 2,664,166 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+2,520$13,452→ 156,862 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+39,480$210,748→ 2,703,646 total(indirect: see footnote) - Purchase
Ordinary Shares
2008-01-31$4.97/sh+9,600$47,748→ 154,342 total(indirect: see footnote)
Bradley Scott
10% Owner
Transactions
- Purchase
Ordinary Shares
2008-01-31$4.97/sh+9,600$47,748→ 154,342 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+39,480$210,748→ 2,703,646 total(indirect: see footnote) - Purchase
Ordinary Shares
2008-01-31$4.97/sh+150,400$748,044→ 2,664,166 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+2,520$13,452→ 156,862 total(indirect: see footnote)
Transactions
- Purchase
Ordinary Shares
2008-01-31$4.97/sh+150,400$748,044→ 2,664,166 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+39,480$210,748→ 2,703,646 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+2,520$13,452→ 156,862 total(indirect: see footnote) - Purchase
Ordinary Shares
2008-01-31$4.97/sh+9,600$47,748→ 154,342 total(indirect: see footnote)
EDELMAN JOSEPH
10% Owner
Transactions
- Purchase
Ordinary shares
2008-02-01$5.34/sh+39,480$210,748→ 2,703,646 total(indirect: see footnote) - Purchase
Ordinary Shares
2008-01-31$4.97/sh+9,600$47,748→ 154,342 total(indirect: see footnote) - Purchase
Ordinary shares
2008-02-01$5.34/sh+2,520$13,452→ 156,862 total(indirect: see footnote) - Purchase
Ordinary Shares
2008-01-31$4.97/sh+150,400$748,044→ 2,664,166 total(indirect: see footnote)
Footnotes (3)
- [F1]This Form 4 is being filed by Joseph Edelman, Scott Bradley, Perceptive Life Science Master Fund Ltd. )"Master Fund") and Perceptive Advisors LLC ("Advisors").
- [F2]This amount reflects the amount of securities held by the Master Fund immediately following the transaction requiring the filing of this statement. Mr. Edelman is the managing member of Advisors, which in turn serves as the investment manager of Master Fund. Mr. Bradley has sole voting and dispositive power over 49,500 such shares. Mr. Edelman has sole voting and dispositive power over the remained of such shares. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Master fund is reported ehrein. Each of Mr. Edelman, Mr. Bradley and Advisors disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shallnot be deemed an admission that Mr. Edelman, Mr. Bradley or Advisors is the beneficial owner of such securities for purposes of section 16 or for any other purposes.
- [F3]This amount reflects the amount of securities held in an account at First New York Trading, LLC. Mr. Edelman has sole voting and dispositive power over the shares in this account. Mr. Edelman disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extend of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Edelman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Mr. Bradly disclaims beneficial ownership over all such shares.
Documents
Issuer
PENWEST PHARMACEUTICALS CO
CIK 0001047188
Entity typeother
Related Parties
1- filerCIK 0001164426
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 10:09 AM ET
- Size
- 17.0 KB