4//SEC Filing
PENWEST PHARMACEUTICALS CO 4
Accession 0000909012-08-000654
CIK 0001047188operating
Filed
May 19, 8:00 PM ET
Accepted
May 20, 3:47 PM ET
Size
11.6 KB
Accession
0000909012-08-000654
Insider Transaction Report
Form 4
Transactions
- Purchase
Ordinary Shares
2008-05-15$5.00/sh+2,500$12,500→ 6,296,046 total(indirect: see footnote)
Bradley Scott
10% Owner
Transactions
- Purchase
Ordinary Shares
2008-05-15$5.00/sh+2,500$12,500→ 6,296,046 total(indirect: see footnote)
PERCEPTIVE ADVISORS LLC
10% Owner
Transactions
- Purchase
Ordinary Shares
2008-05-15$5.00/sh+2,500$12,500→ 6,296,046 total(indirect: see footnote)
EDELMAN JOSEPH
10% Owner
Transactions
- Purchase
Ordinary Shares
2008-05-15$5.00/sh+2,500$12,500→ 6,296,046 total(indirect: see footnote)
Footnotes (2)
- [F1]This Form 4 is being filed by Joseph Edelman, Scott Bradley, Perceptive Life Science Master Fund Ltd. )"Master Fund") and Perceptive Advisors LLC ("Advisors").
- [F2]This amount reflects the amount of securities held by the Master Fund immediately following the transaction requiring the filing of this statement. Mr. Edelman is the managing member of Advisors, which in turn serves as the investment manager of Master Fund. Mr. Bradley has sole voting and dispositive power over 57,000 such shares. Mr. Edelman has sole voting and dispositive power over the remained of such shares. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Master fund is reported ehrein. Each of Mr. Edelman, Mr. Bradley and Advisors disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shallnot be deemed an admission that Mr. Edelman, Mr. Bradley or Advisors is the beneficial owner of such securities for purposes of section 16 or for any other purposes.
Documents
Issuer
PENWEST PHARMACEUTICALS CO
CIK 0001047188
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0001047188
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 3:47 PM ET
- Size
- 11.6 KB