HANNAN JOHN J 4

4 · ENVIRONMENTAL SOLUTIONS WORLDWIDE INC · Filed Nov 23, 2011

Form 4

Period: 2011-02-18

DirectorOther

Transactions

Conversion
Restricted Common Stock, par value $0.001
2011-07-12$0.12/sh+701,040$84,125→ 1,789,135 total
Award
Restricted Common Stock, par value $0.001
2011-11-23$0.08/sh+150,000$12,000→ 2,325,834 total
Award
10% Unsecured Subordinated Promissory Note
2011-02-18+509,617→ 509,617 total
Exercise: $0.12From: 2011-07-15Exp: 2011-07-15→ Common Stock (0 underlying)
Conversion
10% Unsecured Subordinated Promissory Note
2011-07-12−701,040→ 0 total
Exercise: $0.12From: 2011-07-15Exp: 2011-07-15→ Common Stock (701,040 underlying)
Purchase
Restricted Common Stock, par value $0.001
2011-07-12$0.12/sh+345,032$41,404→ 2,134,167 total
Award
10% Unsecured Subordinated Promissory Note
2011-04-07+169,875→ 679,492 total
Exercise: $0.12From: 2011-07-15Exp: 2011-07-15→ Common Stock (0 underlying)
Award
Restricted Common Stock, par value $0.001
2011-11-23$0.08/sh+41,667$3,333→ 2,175,834 total

Footnotes (7)

[F1]The securities reported herein were acquired by the Reporting Person on July 12, 2011 but are deemed effective as of June 30, 2011.
[F2]Granted under the Company's 2010 Stock Incentive Plan (the "Plan"). Grant deemed effective as of the date Reporting Person enters into a Restrictive Stock Grant Agreement with the Issuer.
[F3]Restricted shares issued under the Plan vested upon grant.
[F4]Restricted shares issued under the Plan vest in increments of 50,000 shares on December 31, 2012; December 31, 2013 and December 31, 2014.
[F5]The securities reported herein were acquired by the Reporting Person on February 18, 2011 but are deemed effective as of February 17, 2011.
[F6]Based upon the principal amount of the Note, as applicable, $0.12 per share in connection with any exchange thereof.
[F7]Represents principal and accrued interest of Notes as converted at $0.12 per share.

Documents

1 file