|4Oct 28, 5:28 PM ET

BEARD CO /OK 4

4 · BEARD CO /OK · Filed Oct 28, 2009

Insider Transaction Report

Form 4
Period: 2009-10-26
Transactions
  • Exercise/Conversion

    Common Stock

    2009-10-26$1.00/sh+14,448$14,44835,118 total
  • Exercise/Conversion

    Warrants (Right to Buy)

    2009-10-2614,0400 total
    Exercise: $1.00From: 2005-01-25Exp: 2010-01-25Common Stock (14,040 underlying)
  • Exercise/Conversion

    Warrants (Right to Buy)

    2009-10-2640814,040 total
    Exercise: $1.00From: 2005-01-14Exp: 2010-01-14Common Stock (408 underlying)
Footnotes (2)
  • [F1]Warrants were issued to the reporting person as part of a 4% commission paid in warrants for the placement of $51,000 of The Beard Company's 12% convertible subordinated notes due February 15, 2010 (the "Notes") which were issued in December 2004. The reporting person received 20%, or 408 warrants, of the total 2,040 warrants issued as commission for the placement of the $51,000 of Notes.
  • [F2]Warrants were issued to the reporting person as part of a 4% commission paid in warrants for the placement of $1,755,000 of Notes, which were issued in January 2005. The reporting person received 20%, or 14,040 warrants, of the total 70,200 warrants issued as commission for the placement of the $1,755,000 of Notes.

Documents

1 file
  • 4
    dillinghamform4-102709_ex.xmlPrimary