3//SEC Filing
ENERGY & ENGINE TECHNOLOGY CORP 3
Accession 0000909450-05-000126
CIK 0001121811operating
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 3:58 PM ET
Size
12.6 KB
Accession
0000909450-05-000126
Insider Transaction Report
Form 3
Holdings
Warrant
Exercise: $0.12From: 2010-05-10Exp: 2010-05-10→ Common Stock (1,297,186 underlying)Note
Exercise: $0.05→ Note (1,600,000 underlying)- (indirect: By Partnership)
Warrant
Exercise: $0.12From: 2010-05-10Exp: 2010-05-10→ Common Stock (5,188,743 underlying) - (indirect: By Partnership)
Note
Exercise: $0.05→ Common Stock (6,400,000 underlying)
Footnotes (5)
- [F1]This form is filed by Gruber & McBaine Capital Management, LLC (GMCM), a limited liability company that is an investment adviser for client accounts and a general partner of investment limited partnerships; Jon D. Gruber (Gruber) and J. Patterson McBaine (McBaine), who are managers, members and portfolio managers of GMCM; Eric B Swergold (Swergold) who is a member and portfolio manager of GMCM, and J. Lynn Rose (Rose) who is a member and portfolio advisor of GMCM.
- [F2]By Gruber.
- [F3]This total is the number of shares beneficially owned after the transactions reported in accounts and investment partnerships in which the reporting persons have some pecuniary interest; the total excludes shares held in other client accounts managed by GMCM in which the reporting persons have no pecuniary interest.
- [F4]By GMCM, as an investment adviser for client accounts and a general partner of investment partnerships, and by Gruber and McBaine as managers, members and portfolio managers of GMCM, and by Swergold as a member and portfolio manager of GMCM and Rose as a member and portfolio advisor of GMCM. GMCM, Gruber, McBaine, Swergold and Rose have pecuniary interest in those client accounts and partnerships that in the aggregate represent less than the total number of shares shown in Items 4 and 5. Each such reporting person disclaims beneficial ownership of the securities with respect to which indirect beneficial ownership is reported, except to the extent of that reporting persons pro rata pecuniary interest therein.
- [F5]Note matures 05/2007
Documents
Issuer
ENERGY & ENGINE TECHNOLOGY CORP
CIK 0001121811
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001121811
Filing Metadata
- Form type
- 3
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 3:58 PM ET
- Size
- 12.6 KB