Home/Filings/4/0000909518-03-000640

4//SEC Filing

FRIEDMAN STEVEN 4

Accession 0000909518-03-000640

CIK 0001220754other

View on SEC.gov Company Profile

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 12:22 PM ET

Size

32.8 KB

Accession

0000909518-03-000640

Insider Transaction Report

Form 4

Period: 2003-08-22

PROVIDENCE SERVICE CORPPRSC

YOUNG BRIAN D

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)

EOS PARTNERS SBIC LP

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)

EOS SBIC INC

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)

Eos Partners, L.P.

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)
Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)

FRIEDMAN STEVEN

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)

EOS PARTNERS SBIC II LP

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)

EOS SBIC GENERAL LP

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)

EOS SBIC GENERAL II LP

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)
Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)

EOS SBIC II INC

10% Owner

Transactions

Conversion
Common Stock
2003-08-22$4.72/sh+275,134$1,300,008→ 1,772,388 total(indirect: FN)
Conversion
Common Stock
2003-08-22$2.80/sh+1,318,682$3,692,310→ 1,318,682 total(indirect: FN)
Conversion
Series B Convertible Preferred Stock
2003-08-22−625,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (178,572 underlying)
Conversion
Series D Convertible Preferred Stock
2003-08-22−962,964→ 0 total(indirect: FN)
Exercise: $4.72→ Common Stock (275,134 underlying)
Conversion
Common Stock
2003-08-22$2.80/sh+178,572$500,002→ 1,497,254 total(indirect: FN)
Conversion
Series A Convertible Preferred Stock
2003-08-22−3,750,000→ 0 total(indirect: FN)
Exercise: $2.80→ Common Stock (1,318,682 underlying)

Footnotes (7)

[F1]See Exhibit 99.1
[F2]See Exhibit 99.1
[F3]See Exhibit 99.1
[F4]See Exhibit 99.1
[F5]See Exhibit 99.1
[F6]See Exhibit 99.1
[F7]See Exhibit 99.1

Documents

2 files

Issuer

PROVIDENCE SERVICE CORP

CIK 0001220754

→

Entity typeother

Related Parties

filerCIK 0001246342

Filing Metadata

Form type: 4
Filed: Aug 25, 8:00 PM ET
Accepted: Aug 26, 12:22 PM ET
Size: 32.8 KB

View on SEC.gov