|4Dec 23, 5:07 PM ET

VAN DYKE STEVEN A 4

4 · BARNEYS NEW YORK INC · Filed Dec 23, 2004

Insider Transaction Report

Form 4
Period: 2004-12-20
VAN DYKE STEVEN A
Director10% Owner
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2004-12-20$10.32/sh5,000$51,6000 total
    Exercise: $8.68Exp: 2009-03-10Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2004-12-20$9.38/sh25,000$234,5000 total
    Exercise: $9.63Exp: 2011-06-19Common Stock (25,000 underlying)
  • Sale

    Common Stock

    2004-12-20$19.00/sh2,000$38,0000 total(indirect: _)
  • Sale

    Common Stock

    2004-12-20$19.00/sh5,416,767$102,918,5730 total(indirect: _)
  • Sale

    Common Stock

    2004-12-20$19.00/sh10,000$190,0000 total
Footnotes (3)
  • [F1]The Reporting Person is the manager of BHB LLC ("BHB LLC"), a Delaware LLC, of which Bay Harbour Partners Ltd., Trophy Hunters, Inc. and Trophy Hunter Investments, Ltd. are members, (BHB LLC and its members are referred to collectively as the "Affiliates"). Tower Investments Group, Inc. ("Tower") is the majority shareholder of the Reporting Person. The Reporting Person and Tower may be deemed to be the beneficial owner of the equity securities of the Issuer owned by Affiliates as well as the equity securities of the Issuer owned by certain third party accounts for which the Reporting Person has discretionary authority. However, the Reporting Person, Tower and each of its Affiliates disclaim beneficial ownership in all such securities to the extent that they do not have a pecuniary interest therein.
  • [F2]Shares owned by the Reporting Person's spouse.
  • [F3]Not applicable.

Documents

1 file
  • 4
    vandyke12-23_form4ex.xmlPrimary