KOFFLER NEIL H 5

Accession 0000909518-09-000365

CIK 0000891377other

View on SEC.gov Company Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 12:04 PM ET

Size

126.6 KB

Accession

0000909518-09-000365

Insider Transaction Report

Form 5

Period: 2005-12-31

BERKELEY TECHNOLOGY LTDBKLYY.PK

SC Fundamental Value BVI, Ltd.

10% Owner

Transactions

Purchase
American Depositary Shares
2005-02-02$1.65/sh+450$743→ 179,209 total
→ Ordinary Shares (4,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+4,570$7,541→ 194,456 total
→ Ordinary Shares (45,700 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+4,440$7,237→ 198,896 total
→ Ordinary Shares (44,400 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,120$1,736→ 175,839 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,380$2,139→ 216,315 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,120$1,736→ 176,959 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+3,370$5,931→ 182,579 total
→ Ordinary Shares (33,700 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,350$2,174→ 183,929 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+2,200$3,410→ 218,515 total
→ Ordinary Shares (22,000 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+550$908→ 219,065 total
→ Ordinary Shares (5,500 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh+175,000$33,250→ 2,406,250 total
Other
Ordinary Shares
2005-01-01$0.19/sh−175,000$33,250→ 1,968,750 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,750$4,675→ 189,886 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,250$3,825→ 182,014 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+3,730$6,155→ 185,744 total
→ Ordinary Shares (37,300 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,380$2,139→ 214,935 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+1,800$2,790→ 178,759 total
→ Ordinary Shares (18,000 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh−14,659$24,920→ 174,719 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+3,634$5,923→ 189,378 total
→ Ordinary Shares (36,340 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh+14,659$24,920→ 213,555 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+4,130$7,269→ 223,195 total
→ Ordinary Shares (41,300 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,650$2,657→ 224,845 total
→ Ordinary Shares (16,500 underlying)

COLLERY PETER M

10% Owner

Transactions

Other
Ordinary Shares
2005-01-01$0.19/sh+175,000$33,250→ 2,406,250 total
Other
Ordinary Shares
2005-01-01$0.19/sh−175,000$33,250→ 1,968,750 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,250$3,825→ 182,014 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+4,570$7,541→ 194,456 total
→ Ordinary Shares (45,700 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+3,730$6,155→ 185,744 total
→ Ordinary Shares (37,300 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+4,440$7,237→ 198,896 total
→ Ordinary Shares (44,400 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+3,634$5,923→ 189,378 total
→ Ordinary Shares (36,340 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh+14,659$24,920→ 213,555 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,120$1,736→ 175,839 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,750$4,675→ 189,886 total
→ Ordinary Shares (27,500 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh−14,659$24,920→ 174,719 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,380$2,139→ 214,935 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,380$2,139→ 216,315 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+4,130$7,269→ 223,195 total
→ Ordinary Shares (41,300 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+3,370$5,931→ 182,579 total
→ Ordinary Shares (33,700 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,650$2,657→ 224,845 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,350$2,174→ 183,929 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,120$1,736→ 176,959 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+2,200$3,410→ 218,515 total
→ Ordinary Shares (22,000 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+1,800$2,790→ 178,759 total
→ Ordinary Shares (18,000 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+550$908→ 219,065 total
→ Ordinary Shares (5,500 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+450$743→ 179,209 total
→ Ordinary Shares (4,500 underlying)

SC Fundamental Value Fund, L.P.

10% Owner

Transactions

Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,250$3,825→ 182,014 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+3,730$6,155→ 185,744 total
→ Ordinary Shares (37,300 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh−14,659$24,920→ 174,719 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,120$1,736→ 175,839 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+4,130$7,269→ 223,195 total
→ Ordinary Shares (41,300 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,650$2,657→ 224,845 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,750$4,675→ 189,886 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+4,570$7,541→ 194,456 total
→ Ordinary Shares (45,700 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+4,440$7,237→ 198,896 total
→ Ordinary Shares (44,400 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh+175,000$33,250→ 2,406,250 total
Other
Ordinary Shares
2005-01-01$0.19/sh−175,000$33,250→ 1,968,750 total
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,120$1,736→ 176,959 total
→ Ordinary Shares (11,200 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh+14,659$24,920→ 213,555 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,380$2,139→ 214,935 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+2,200$3,410→ 218,515 total
→ Ordinary Shares (22,000 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+1,800$2,790→ 178,759 total
→ Ordinary Shares (18,000 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+450$743→ 179,209 total
→ Ordinary Shares (4,500 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+3,634$5,923→ 189,378 total
→ Ordinary Shares (36,340 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,380$2,139→ 216,315 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+550$908→ 219,065 total
→ Ordinary Shares (5,500 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+3,370$5,931→ 182,579 total
→ Ordinary Shares (33,700 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,350$2,174→ 183,929 total
→ Ordinary Shares (13,500 underlying)

SC FUNDAMENTAL LLC

10% Owner

Transactions

Purchase
American Depositary Shares
2005-02-03$1.76/sh+4,130$7,269→ 223,195 total
→ Ordinary Shares (41,300 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+3,370$5,931→ 182,579 total
→ Ordinary Shares (33,700 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,650$2,657→ 224,845 total
→ Ordinary Shares (16,500 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh−175,000$33,250→ 1,968,750 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,250$3,825→ 182,014 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+4,440$7,237→ 198,896 total
→ Ordinary Shares (44,400 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh+175,000$33,250→ 2,406,250 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,750$4,675→ 189,886 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+4,570$7,541→ 194,456 total
→ Ordinary Shares (45,700 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+3,730$6,155→ 185,744 total
→ Ordinary Shares (37,300 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+3,634$5,923→ 189,378 total
→ Ordinary Shares (36,340 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh+14,659$24,920→ 213,555 total
→ Ordinary Shares (146,590 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh−14,659$24,920→ 174,719 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,380$2,139→ 214,935 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,120$1,736→ 175,839 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,380$2,139→ 216,315 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,120$1,736→ 176,959 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+2,200$3,410→ 218,515 total
→ Ordinary Shares (22,000 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+550$908→ 219,065 total
→ Ordinary Shares (5,500 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+450$743→ 179,209 total
→ Ordinary Shares (4,500 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,350$2,174→ 183,929 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+1,800$2,790→ 178,759 total
→ Ordinary Shares (18,000 underlying)

KOFFLER NEIL H

10% Owner

Transactions

Other
American Depositary Shares
2005-01-10$1.70/sh+14,659$24,920→ 213,555 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,120$1,736→ 175,839 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+1,800$2,790→ 178,759 total
→ Ordinary Shares (18,000 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+3,370$5,931→ 182,579 total
→ Ordinary Shares (33,700 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+4,130$7,269→ 223,195 total
→ Ordinary Shares (41,300 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,650$2,657→ 224,845 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,350$2,174→ 183,929 total
→ Ordinary Shares (13,500 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh−175,000$33,250→ 1,968,750 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,250$3,825→ 182,014 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+3,730$6,155→ 185,744 total
→ Ordinary Shares (37,300 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+3,634$5,923→ 189,378 total
→ Ordinary Shares (36,340 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,380$2,139→ 214,935 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,120$1,736→ 176,959 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+450$743→ 179,209 total
→ Ordinary Shares (4,500 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh+175,000$33,250→ 2,406,250 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,750$4,675→ 189,886 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+4,570$7,541→ 194,456 total
→ Ordinary Shares (45,700 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+4,440$7,237→ 198,896 total
→ Ordinary Shares (44,400 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh−14,659$24,920→ 174,719 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,380$2,139→ 216,315 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+2,200$3,410→ 218,515 total
→ Ordinary Shares (22,000 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+550$908→ 219,065 total
→ Ordinary Shares (5,500 underlying)

Bird John T

10% Owner

Transactions

Purchase
American Depositary Shares
2005-01-04$1.65/sh+3,730$6,155→ 185,744 total
→ Ordinary Shares (37,300 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,120$1,736→ 176,959 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+2,200$3,410→ 218,515 total
→ Ordinary Shares (22,000 underlying)
Purchase
American Depositary Shares
2005-01-24$1.55/sh+1,800$2,790→ 178,759 total
→ Ordinary Shares (18,000 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+550$908→ 219,065 total
→ Ordinary Shares (5,500 underlying)
Purchase
American Depositary Shares
2005-02-02$1.65/sh+450$743→ 179,209 total
→ Ordinary Shares (4,500 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+4,130$7,269→ 223,195 total
→ Ordinary Shares (41,300 underlying)
Purchase
American Depositary Shares
2005-02-03$1.76/sh+3,370$5,931→ 182,579 total
→ Ordinary Shares (33,700 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+4,440$7,237→ 198,896 total
→ Ordinary Shares (44,400 underlying)
Purchase
American Depositary Shares
2005-01-07$1.63/sh+3,634$5,923→ 189,378 total
→ Ordinary Shares (36,340 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh+14,659$24,920→ 213,555 total
→ Ordinary Shares (146,590 underlying)
Other
American Depositary Shares
2005-01-10$1.70/sh−14,659$24,920→ 174,719 total
→ Ordinary Shares (146,590 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,380$2,139→ 214,935 total
→ Ordinary Shares (13,800 underlying)
Purchase
American Depositary Shares
2005-01-19$1.55/sh+1,120$1,736→ 175,839 total
→ Ordinary Shares (11,200 underlying)
Purchase
American Depositary Shares
2005-01-20$1.55/sh+1,380$2,139→ 216,315 total
→ Ordinary Shares (13,800 underlying)
Other
Ordinary Shares
2005-01-01$0.19/sh+175,000$33,250→ 2,406,250 total
Other
Ordinary Shares
2005-01-01$0.19/sh−175,000$33,250→ 1,968,750 total
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,750$4,675→ 189,886 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-01-03$1.70/sh+2,250$3,825→ 182,014 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-01-04$1.65/sh+4,570$7,541→ 194,456 total
→ Ordinary Shares (45,700 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,650$2,657→ 224,845 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-02-18$1.61/sh+1,350$2,174→ 183,929 total
→ Ordinary Shares (13,500 underlying)

Footnotes (9)

[F1]Represents a transfer from SC Fundamental Value BVI, Ltd. to SC Fundamental Value Fund, L.P.
[F2]Price in USD as converted from GBP using the average exchange rate on such date.
[F3]Number of non-derivative securities or derivative securities, as the case may be, beneficially owned following reported transaction (instead of number of securities beneficially owned at end of year).
[F4]See Exhibit 99.1 for the identities of each Reporting Person.
[F5]Directly owned by SC Fundamental Value Fund, L.P. and indirectly beneficially owned by SC Fundamental LLC, Peter M. Collery, Neil H. Koffler and John T. Bird. Each Reporting Person disclaims beneficial ownership of all indirectly owned securities reported on this Form in excess of such Reporting Person's pecuniary interest therein.
[F6]Directly owned by SC Fundamental Value BVI, Ltd.
[F7]Each American Depositary Share represents ten Ordinary Shares.
[F8]Not applicable.
[F9]Price per American Depositary Share.

Documents

2 files

Issuer

BERKELEY TECHNOLOGY LTD

CIK 0000891377

→

Entity typeother

Related Parties

filerCIK 0001218620

Filing Metadata

Form type: 5
Filed: May 21, 8:00 PM ET
Accepted: May 22, 12:04 PM ET
Size: 126.6 KB

View on SEC.gov