KOFFLER NEIL H 5

Accession 0000909518-09-000366

CIK 0000891377other

View on SEC.gov Company Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 12:07 PM ET

Size

126.4 KB

Accession

0000909518-09-000366

Insider Transaction Report

Form 5

Period: 2005-12-31

BERKELEY TECHNOLOGY LTDBKLYY.PK

SC Fundamental Value Fund, L.P.

10% Owner

Transactions

Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,020$3,333→ 187,299 total
→ Ordinary Shares (20,200 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,650$2,558→ 230,625 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,350$2,093→ 188,649 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,150$3,118→ 198,539 total
→ Ordinary Shares (21,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+4,310$6,250→ 202,849 total
→ Ordinary Shares (43,100 underlying)
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,650$2,640→ 226,495 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,350$2,160→ 185,279 total
→ Ordinary Shares (13,500 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+28,450$4,837→ 2,434,700 total
Purchase
Ordinary Shares
2005-05-13$0.17/sh+21,550$3,664→ 1,990,330 total
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,480$4,092→ 228,975 total
→ Ordinary Shares (24,800 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+5,060$7,843→ 235,685 total
→ Ordinary Shares (50,600 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+4,140$6,417→ 192,789 total
→ Ordinary Shares (41,400 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,650$2,558→ 237,335 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,350$2,093→ 194,139 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,750$4,318→ 240,085 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,250$3,533→ 196,389 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,850$4,133→ 242,935 total
→ Ordinary Shares (28,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+5,690$8,251→ 248,625 total
→ Ordinary Shares (56,900 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+11,380$16,501→ 260,005 total
→ Ordinary Shares (113,800 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+8,620$12,499→ 211,469 total
→ Ordinary Shares (86,200 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+2,280$3,420→ 262,285 total
→ Ordinary Shares (22,800 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+1,720$2,580→ 213,189 total
→ Ordinary Shares (17,200 underlying)

SC FUNDAMENTAL LLC

10% Owner

Transactions

Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,750$4,318→ 240,085 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,150$3,118→ 198,539 total
→ Ordinary Shares (21,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+5,690$8,251→ 248,625 total
→ Ordinary Shares (56,900 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+8,620$12,499→ 211,469 total
→ Ordinary Shares (86,200 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+1,720$2,580→ 213,189 total
→ Ordinary Shares (17,200 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,650$2,558→ 237,335 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+4,310$6,250→ 202,849 total
→ Ordinary Shares (43,100 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+28,450$4,837→ 2,434,700 total
Purchase
Ordinary Shares
2005-05-13$0.17/sh+21,550$3,664→ 1,990,330 total
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,650$2,640→ 226,495 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,350$2,160→ 185,279 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,480$4,092→ 228,975 total
→ Ordinary Shares (24,800 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,020$3,333→ 187,299 total
→ Ordinary Shares (20,200 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,650$2,558→ 230,625 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,350$2,093→ 188,649 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+5,060$7,843→ 235,685 total
→ Ordinary Shares (50,600 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+4,140$6,417→ 192,789 total
→ Ordinary Shares (41,400 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,350$2,093→ 194,139 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,250$3,533→ 196,389 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,850$4,133→ 242,935 total
→ Ordinary Shares (28,500 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+11,380$16,501→ 260,005 total
→ Ordinary Shares (113,800 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+2,280$3,420→ 262,285 total
→ Ordinary Shares (22,800 underlying)

SC Fundamental Value BVI, Ltd.

10% Owner

Transactions

Purchase
American Depositary Shares
2005-05-16$1.45/sh+11,380$16,501→ 260,005 total
→ Ordinary Shares (113,800 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,480$4,092→ 228,975 total
→ Ordinary Shares (24,800 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,650$2,558→ 230,625 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+5,060$7,843→ 235,685 total
→ Ordinary Shares (50,600 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,750$4,318→ 240,085 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+8,620$12,499→ 211,469 total
→ Ordinary Shares (86,200 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+1,720$2,580→ 213,189 total
→ Ordinary Shares (17,200 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+28,450$4,837→ 2,434,700 total
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,350$2,160→ 185,279 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+4,140$6,417→ 192,789 total
→ Ordinary Shares (41,400 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,350$2,093→ 194,139 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,250$3,533→ 196,389 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,150$3,118→ 198,539 total
→ Ordinary Shares (21,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+5,690$8,251→ 248,625 total
→ Ordinary Shares (56,900 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+4,310$6,250→ 202,849 total
→ Ordinary Shares (43,100 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+21,550$3,664→ 1,990,330 total
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,650$2,640→ 226,495 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,020$3,333→ 187,299 total
→ Ordinary Shares (20,200 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,350$2,093→ 188,649 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,650$2,558→ 237,335 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,850$4,133→ 242,935 total
→ Ordinary Shares (28,500 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+2,280$3,420→ 262,285 total
→ Ordinary Shares (22,800 underlying)

COLLERY PETER M

10% Owner

Transactions

Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,480$4,092→ 228,975 total
→ Ordinary Shares (24,800 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+5,060$7,843→ 235,685 total
→ Ordinary Shares (50,600 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,650$2,558→ 237,335 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+2,280$3,420→ 262,285 total
→ Ordinary Shares (22,800 underlying)
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,350$2,160→ 185,279 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,020$3,333→ 187,299 total
→ Ordinary Shares (20,200 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,350$2,093→ 188,649 total
→ Ordinary Shares (13,500 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+28,450$4,837→ 2,434,700 total
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,650$2,640→ 226,495 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+4,140$6,417→ 192,789 total
→ Ordinary Shares (41,400 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+21,550$3,664→ 1,990,330 total
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,650$2,558→ 230,625 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,250$3,533→ 196,389 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,150$3,118→ 198,539 total
→ Ordinary Shares (21,500 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+11,380$16,501→ 260,005 total
→ Ordinary Shares (113,800 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,350$2,093→ 194,139 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,750$4,318→ 240,085 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,850$4,133→ 242,935 total
→ Ordinary Shares (28,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+5,690$8,251→ 248,625 total
→ Ordinary Shares (56,900 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+4,310$6,250→ 202,849 total
→ Ordinary Shares (43,100 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+8,620$12,499→ 211,469 total
→ Ordinary Shares (86,200 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+1,720$2,580→ 213,189 total
→ Ordinary Shares (17,200 underlying)

KOFFLER NEIL H

10% Owner

Transactions

Purchase
Ordinary Shares
2005-05-13$0.17/sh+28,450$4,837→ 2,434,700 total
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,020$3,333→ 187,299 total
→ Ordinary Shares (20,200 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+5,060$7,843→ 235,685 total
→ Ordinary Shares (50,600 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,650$2,558→ 237,335 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,250$3,533→ 196,389 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,150$3,118→ 198,539 total
→ Ordinary Shares (21,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+5,690$8,251→ 248,625 total
→ Ordinary Shares (56,900 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+4,310$6,250→ 202,849 total
→ Ordinary Shares (43,100 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,650$2,558→ 230,625 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,750$4,318→ 240,085 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+11,380$16,501→ 260,005 total
→ Ordinary Shares (113,800 underlying)
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,350$2,160→ 185,279 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,350$2,093→ 188,649 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,850$4,133→ 242,935 total
→ Ordinary Shares (28,500 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+8,620$12,499→ 211,469 total
→ Ordinary Shares (86,200 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+2,280$3,420→ 262,285 total
→ Ordinary Shares (22,800 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+1,720$2,580→ 213,189 total
→ Ordinary Shares (17,200 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+21,550$3,664→ 1,990,330 total
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,650$2,640→ 226,495 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,480$4,092→ 228,975 total
→ Ordinary Shares (24,800 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+4,140$6,417→ 192,789 total
→ Ordinary Shares (41,400 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,350$2,093→ 194,139 total
→ Ordinary Shares (13,500 underlying)

Bird John T

10% Owner

Transactions

Purchase
American Depositary Shares
2005-03-30$1.55/sh+5,060$7,843→ 235,685 total
→ Ordinary Shares (50,600 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,350$2,093→ 194,139 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,750$4,318→ 240,085 total
→ Ordinary Shares (27,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,150$3,118→ 198,539 total
→ Ordinary Shares (21,500 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+21,550$3,664→ 1,990,330 total
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,480$4,092→ 228,975 total
→ Ordinary Shares (24,800 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,650$2,558→ 230,625 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+4,310$6,250→ 202,849 total
→ Ordinary Shares (43,100 underlying)
Purchase
Ordinary Shares
2005-05-13$0.17/sh+28,450$4,837→ 2,434,700 total
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,650$2,640→ 226,495 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-02-24$1.60/sh+1,350$2,160→ 185,279 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-03$1.65/sh+2,020$3,333→ 187,299 total
→ Ordinary Shares (20,200 underlying)
Purchase
American Depositary Shares
2005-03-29$1.55/sh+1,350$2,093→ 188,649 total
→ Ordinary Shares (13,500 underlying)
Purchase
American Depositary Shares
2005-03-30$1.55/sh+4,140$6,417→ 192,789 total
→ Ordinary Shares (41,400 underlying)
Purchase
American Depositary Shares
2005-03-31$1.55/sh+1,650$2,558→ 237,335 total
→ Ordinary Shares (16,500 underlying)
Purchase
American Depositary Shares
2005-04-21$1.57/sh+2,250$3,533→ 196,389 total
→ Ordinary Shares (22,500 underlying)
Purchase
American Depositary Shares
2005-05-06$1.45/sh+2,850$4,133→ 242,935 total
→ Ordinary Shares (28,500 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+11,380$16,501→ 260,005 total
→ Ordinary Shares (113,800 underlying)
Purchase
American Depositary Shares
2005-05-13$1.45/sh+5,690$8,251→ 248,625 total
→ Ordinary Shares (56,900 underlying)
Purchase
American Depositary Shares
2005-05-16$1.45/sh+8,620$12,499→ 211,469 total
→ Ordinary Shares (86,200 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+2,280$3,420→ 262,285 total
→ Ordinary Shares (22,800 underlying)
Purchase
American Depositary Shares
2005-06-06$1.50/sh+1,720$2,580→ 213,189 total
→ Ordinary Shares (17,200 underlying)

Footnotes (8)

[F1]Price in USD as converted from GBP using the average exchange rate on such date.
[F2]Number of non-derivative securities or derivative securities, as the case may be, beneficially owned following reported transaction (instead of number of securities beneficially owned at end of year).
[F3]See Exhibit 99.1 for the identities of each Reporting Person.
[F4]Directly owned by SC Fundamental Value Fund, L.P. and indirectly beneficially owned by SC Fundamental LLC, Peter M. Collery, Neil H. Koffler and John T. Bird. Each Reporting Person disclaims beneficial ownership of all indirectly owned securities reported on this Form in excess of such Reporting Person's pecuniary interest therein.
[F5]Directly owned by SC Fundamental Value BVI, Ltd.
[F6]Each American Depositary Share represents ten Ordinary Shares.
[F7]Not applicable.
[F8]Price per American Depositary Share.

Documents

2 files

Issuer

BERKELEY TECHNOLOGY LTD

CIK 0000891377

→

Entity typeother

Related Parties

filerCIK 0001218620

Filing Metadata

Form type: 5
Filed: May 21, 8:00 PM ET
Accepted: May 22, 12:07 PM ET
Size: 126.4 KB

View on SEC.gov