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KOFFLER NEIL H 4

Accession 0000909518-09-000372

CIK 0000891377other
View on SEC.govCompany Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 12:14 PM ET

Size

93.8 KB

Accession

0000909518-09-000372

Insider Transaction Report

Form 4
Period: 2009-02-01
BERKELEY TECHNOLOGY LTDBKLYY.PK
KOFFLER NEIL H
10% Owner
Transactions
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
Bird John T
10% Owner
Transactions
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
SC Fundamental Value Fund, L.P.
10% Owner
Transactions
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
SC Fundamental Value BVI, Ltd.
10% Owner
Transactions
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
COLLERY PETER M
10% Owner
Transactions
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
Hurwitz David A.
10% Owner
Transactions
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
SC FUNDAMENTAL LLC
10% Owner
Transactions
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh+201,338$12,080→ 2,201,438 total
  • Other

    Ordinary Shares

    2009-02-01$0.06/sh−201,338$12,080→ 2,223,562 total
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh+25,204$6,301→ 275,576 total
    → Ordinary Shares (252,040 underlying)
  • Other

    American Depositary Shares

    2009-02-01$0.25/sh−25,204$6,301→ 278,345 total
    → Ordinary Shares (252,040 underlying)
Footnotes (8)
  • [F1]Represents a transfer from SC Fundamental Value BVI, Ltd. to SC Fundamental Value Fund, L.P.
  • [F2]Price in USD as converted from GBP using the average exchange rate on such date.
  • [F3]See Exhibit 99.1 for the identities of each Reporting Person.
  • [F4]Directly owned by SC Fundamental Value Fund, L.P. and indirectly beneficially owned by SC Fundamental LLC, Peter M. Collery, Neil H. Koffler, John T. Bird and David A. Hurwitz. Each Reporting Person disclaims beneficial ownership of all indirectly owned securities reported on this Form in excess of such Reporting Person's pecuniary interest therein.
  • [F5]Directly owned by SC Fundamental Value BVI, Ltd.
  • [F6]Each American Depositary Share represents ten Ordinary Shares.
  • [F7]Not applicable.
  • [F8]Price per American Depositary Share.

Documents

2 files

Issuer

BERKELEY TECHNOLOGY LTD

CIK 0000891377

→
Entity typeother

Related Parties

1
  • filerCIK 0001218620

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 12:14 PM ET
Size
93.8 KB
View on SEC.gov