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4//SEC Filing

Falconhead Capital Partners II LP 4

Accession 0000909518-09-000798

CIK 0001092302other

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 5:12 PM ET

Size

13.9 KB

Accession

0000909518-09-000798

Insider Transaction Report

Form 4
Period: 2009-11-17
Transactions
  • Purchase

    Common Stock

    2009-11-17$0.01/sh+15,000,000$150,00065,000,000 total
Transactions
  • Purchase

    Common Stock

    2009-11-17$0.01/sh+15,000,000$150,00065,000,000 total
Falcap LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2009-11-17$0.01/sh+15,000,000$150,00065,000,000 total
Transactions
  • Purchase

    Common Stock

    2009-11-17$0.01/sh+15,000,000$150,00065,000,000 total
Transactions
  • Purchase

    Common Stock

    2009-11-17$0.01/sh+15,000,000$150,00065,000,000 total
Footnotes (4)
  • [F1]Each share of common stock was acquired as part of a group of securities consisting of Common Stock and Senior Subordinated Promissory Notes and $100,000 of the total purchase price was allocated to the Common Stock.
  • [F2]These securities are directly owned by Coffee Holdings LLC ("Coffee Holdings"), which is a Reporting Person. All other entities or persons are included within this report due to their affiliation with Coffee Holdings.
  • [F3]These securities may be deemed to be indirectly beneficially owned by the following, each of which is a Reporting Person: (a) Falconhead Capital Partners II, L.P. ("Fund II"), the sole manager of Coffee Holdings; (b) Falconhead Capital Partners II GP, LLC ("Capital Partners"), the sole general partner of Fund II; (c) Falcap LLC ("Falcap"), the sole manager of Capital Partners; and (d) David S. Moross, the sole manager of Falcap.Each Reporting Person listed in Footnotes 1 and 2 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F4]Each Reporting Person listed in Footnotes 1 and 2 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

JAVO BEVERAGE CO INC

CIK 0001092302

Entity typeother

Related Parties

1
  • filerCIK 0001350748

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:12 PM ET
Size
13.9 KB