UNIVERSAL AMERICAN CORP.·4

Feb 17, 3:43 PM ET

CAPITAL Z PARTNERS LTD 4

4 · UNIVERSAL AMERICAN CORP. · Filed Feb 17, 2010

Insider Transaction Report

Form 4
Period: 2010-02-12
Transactions
  • Other

    Common Stock

    2010-02-1240,8890 total(indirect: See Footnote)
Holdings
  • Common Stock

    (indirect: See Footnote)
    6,189,500
  • Common Stock

    (indirect: See Footnote)
    13,896,417
  • Common Stock

    (indirect: See Footnote)
    73,819
Footnotes (5)
  • [F1]Capital Z Management, LLC made a distribution-in-kind of the restricted ordinary shares to its members owning limited liability company interests for no consideration.
  • [F2]Directly owned by Capital Z Management, LLC. ("Cap Z Management"). Cap Z Management receives an investment management fee from Capital Z Financial Services Fund II, L.P. ("Cap Z Fund II") and Capital Z Financial Services Private Fund II, L.P. ("Cap Z Private Fund II"). Cap Z Management disclaims beneficial ownership of all such indirectly owned securities in excess of its pecuniary interest therein.
  • [F3]Directly owned by Cap Z Fund II.
  • [F4]Directly owned by Cap Z Private Fund II.
  • [F5]Directly owned by Capital Z Partners III, L.P.

Documents

2 files