BEADLE S GREG 4

Accession 0000909654-03-001091

CIK 0000934302other

View on SEC.gov Company Profile

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 5:03 PM ET

Size

18.0 KB

Accession

0000909654-03-001091

Insider Transaction Report

Form 4

Period: 2003-10-15

FIRST SOUTHERN BANCSHARES INC/DE(FSTH.PK)

BEADLE S GREG

Director

Transactions

Other
Rights to Acquire Common Stock Warrants (r-t-b)
2003-10-15+2,898→ 2,898 total(indirect: By SBS Electric Supply Company)
Exercise: $0.01From: 2005-10-15Exp: 2007-10-15→ Common Stock (2,898 underlying)
Other
Common Stock Warrants (right-to-buy)
2003-10-15+4,536→ 4,536 total
Exercise: $0.01From: 2004-10-15Exp: 2006-10-15→ Common Stock (4,536 underlying)
Other
Series A Nonconvertible Preferred Stock
2003-10-15−4,364→ 0 total(indirect: By SBS Electric Supply Company)
Other
Common Stock Warrants (right-to-buy)
2003-10-15+2,898→ 2,898 total(indirect: By SBS Electric Supply Company)
Exercise: $0.01From: 2004-10-15Exp: 2006-10-15→ Common Stock (2,898 underlying)
Other
Series A Nonconvertible Preferred Stock
2003-10-15−6,819→ 0 total
Other
Rights to Acquire Common Stock Warrants (r-t-b)
2003-10-15+4,536→ 4,536 total
Exercise: $0.01From: 2005-10-15Exp: 2007-10-15→ Common Stock (4,536 underlying)

Holdings

Common Stock
15,140
Incentive Stock Option (right to buy)
Exercise: $11.25From: 1999-09-10Exp: 2008-09-10→ Common Stock (5,000 underlying)
5,000
Common Stock Warrants (right-to-buy)
Exercise: $1.00From: 2002-11-01Exp: 2005-11-01→ Common Stock (5,000 underlying)
5,000
Common Stock
(indirect: By Spouse)
1,150
Common Stock
(indirect: By Trust)
585

Footnotes (7)

[F1]On October 15, 2003, the reporting person, exchanged 6,819 shares of the issuer's Series A Convertible Preferred Stock for units consisting of (i) capital notes, (ii) warrants and (iii) rights to acquire additional warrants, which are reported separately on this Form 4.
[F2]On October 15, 2003, the reporting person, exchanged 6,819 shares of the issuer's Series A Convertible Preferred Stock for units consisting of (i) capital notes, (ii) warrants, which are reported separately on this Form 4, and (iii) these rights to acquire additional warrants.
[F3]Units consisting of (i) capital notes having a principal amount equal to the aggregate purchase price of the units, (ii) warrants and (iii) rights to acquire additional warrants were acquired in exchange for 6,819 shares of the issuer's Series A Convertible Preferred Stock, which for purposes of such exchange were valued at $23.76 per share.
[F4]On October 15, 2003, the reporting person, exchanged 4,364 shares of the issuer's Series A Convertible Preferred Stock for units consisting of (i) capital notes, (ii) warrants and (iii) rights to acquire additional warrants, which are reported separately on this Form 4.
[F5]On October 15, 2003, the reporting person, exchanged 4,364 shares of the issuer's Series A Convertible Preferred Stock for units consisting of (i) capital notes, (ii) warrants, which are reported separately on this Form 4, and (iii) these rights to acquire additional warrants.
[F6]Units consisting of (i) capital notes having a principal amount equal to the aggregate purchase price of the units, (ii) warrants and (iii) rights to acquire additional warrants were acquired in exchange for 4,364 shares of the issuer's Series A Convertible Preferred Stock, which for purposes of such exchange were valued at $23.76 per share.
[F7]These options were granted under the First Southern Bancshares, Inc. 1996 Stock Option Plan, and are exercisable in five equal annual installments commencing on September 10, 1999.

Documents

1 file

4
bea62.xmlPrimary

Issuer

FIRST SOUTHERN BANCSHARES INC/DE

CIK 0000934302

→

Entity typeother

Related Parties

filerCIK 0001204945

Filing Metadata

Form type: 4
Filed: Oct 22, 8:00 PM ET
Accepted: Oct 23, 5:03 PM ET
Size: 18.0 KB

View on SEC.gov