WALKER ROBERT 4
4 · FIRST SOUTHERN BANCSHARES INC/DE · Filed Oct 23, 2003
Insider Transaction Report
Form 4
FIRST SOUTHERN BANCSHARES INC/DE(FSTH.PK)
WALKER ROBERT
Director
Transactions
- Other
Common Stock Warrants (right-to-buy)
2003-10-15+3,024→ 3,024 total(indirect: By IRA)Exercise: $0.01From: 2004-10-15Exp: 2006-10-15→ Common Stock (3,024 underlying) - Other
Rights to Acquire Common Stock Warrants (r-t-b)
2003-10-15+3,024→ 3,024 total(indirect: By IRA)Exercise: $0.01From: 2005-10-15Exp: 2007-10-15→ Common Stock (3,024 underlying) - Other
Series A Nonconvertible Preferred Stock
2003-10-15−4,546→ 0 total(indirect: By IRA)
Holdings
- 39,000
Common Stock
- 3,136(indirect: By IRA)
Rights to Acquire Common Stock Warrants (right-to-
Exercise: $0.01From: 2005-09-30Exp: 2007-09-30→ Common Stock (3,136 underlying) - 2,800
Common Stock Warrants (right-to-buy)
Exercise: $0.01From: 2004-09-30Exp: 2006-09-30→ Common Stock (2,800 underlying) - 4,200(indirect: By Spouse)
Rights to Acquire Common Stock Warrants (right-to-
Exercise: $0.01From: 2005-09-30Exp: 2007-09-30→ Common Stock (4,200 underlying) - 15,000
Common Stock Warrants (right-to-buy)
Exercise: $1.00From: 2002-11-01Exp: 2005-11-01→ Common Stock (15,000 underlying) - 3,136(indirect: By IRA)
Common Stock Warrants (right-to-buy)
Exercise: $0.01From: 2004-09-30Exp: 2006-09-30→ Common Stock (3,136 underlying) - 4,200(indirect: By Spouse)
Common Stock Warrants (right-to-buy)
Exercise: $0.01From: 2004-09-30Exp: 2006-09-30→ Common Stock (4,200 underlying) - 2,800
Rights to Acquire Common Stock Warrants (right-to-
Exercise: $0.01From: 2005-09-30Exp: 2007-09-30→ Common Stock (2,800 underlying)
Footnotes (3)
- [F1]On October 15, 2003, the reporting person's IRA, exchanged 4,546 shares of the issuer's Series A Convertible Preferred Stock for units consisting of (i) capital notes, (ii) warrants and (iii) rights to acquire additional warrants, which are reported separately on this Form 4.
- [F2]On October 15, 2003, the reporting person's IRA, exchanged 4,546 shares of the issuer's Series A Convertible Preferred Stock for units consisting of (i) capital notes, (ii) warrants, which are reported separately on this Form 4, and (iii) these rights to acquire additional warrants.
- [F3]Units consisting of (i) capital notes having a principal amount equal to the aggregate purchase price of the units, (ii) warrants and (iii) rights to acquire additional warrants were acquired in exchange for 4,546 shares of the issuer's Series A Convertible Preferred Stock, which for purposes of such exchange were valued at $23.76 per share.