SULLIVAN FREDERICK R 4
4 · FIRSTFED AMERICA BANCORP INC · Filed Oct 31, 2003
Insider Transaction Report
Form 4
SULLIVAN FREDERICK R
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2003-10-30$9.25/sh+32,430$299,978→ 88,106 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-29−10,448→ 0 totalExercise: $6.47From: 2001-07-18Exp: 2010-07-18→ Common Stock (10,448 underlying) - Exercise/Conversion
Common Stock
2003-10-29$9.25/sh+33,022$305,454→ 99,146 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2003-10-30−32,430→ 0 totalExercise: $9.25From: 1998-08-05Exp: 2007-08-05→ Common Stock (32,430 underlying) - Sale
Common Stock
2003-10-29$25.77/sh−43,470$1,120,248→ 55,676 total - Exercise/Conversion
Common Stock
2003-10-29$6.47/sh+10,448$67,599→ 66,124 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-29−33,022→ 0 totalExercise: $9.25From: 1998-08-05Exp: 2007-08-05→ Common Stock (33,022 underlying)
Holdings
- 21,782.113(indirect: By ESOP)
Common Stock
- 1,000(indirect: By IRA)
Common Stock
- 17,028(indirect: By 401(k))
Common Stock
- 10,448
Incentive Stock Option (right to buy)
Exercise: $6.47From: 2001-07-18Exp: 2010-07-18→ Common Stock (10,448 underlying) - 124(indirect: By Def. Comp. Plan)
Common Stock
Footnotes (5)
- [F1]33,022 Options previously identified as Incentive Stock Options were in fact Non-Qualified Stock Options.
- [F2]10,448 Options previously identified as Incentive Stock Options were in fact Non-Qualified Stock Options.
- [F3]Non-Qualified Stock Options granted pursuant to the FIRSTFED AMERICA BANCORP, INC. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of August 5, 2002.
- [F4]Non-Qualified Stock Options granted pursuant to the FIRSTFED AMERICA BANCORP, INC. 1998 Stock Option Plan are fully vested and exercisable as of July 18, 2003.
- [F5]Incentive Stock Options granted pursuant to the FIRSTFED AMERICA BANCORP, INC. 1998 Stock Option Plan will vest in two equal annual installments on July 18, 2004 and July 18, 2005.