Home/Filings/4/0000909654-03-001171
4//SEC Filing

SULLIVAN FREDERICK R 4

Accession 0000909654-03-001171

CIK 0001023640other

Filed

Oct 30, 7:00 PM ET

Accepted

Oct 31, 5:23 PM ET

Size

16.4 KB

Accession

0000909654-03-001171

Insider Transaction Report

Form 4
Period: 2003-10-29
SULLIVAN FREDERICK R
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2003-10-30$9.25/sh+32,430$299,97888,106 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2003-10-2910,4480 total
    Exercise: $6.47From: 2001-07-18Exp: 2010-07-18Common Stock (10,448 underlying)
  • Exercise/Conversion

    Common Stock

    2003-10-29$9.25/sh+33,022$305,45499,146 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2003-10-3032,4300 total
    Exercise: $9.25From: 1998-08-05Exp: 2007-08-05Common Stock (32,430 underlying)
  • Sale

    Common Stock

    2003-10-29$25.77/sh43,470$1,120,24855,676 total
  • Exercise/Conversion

    Common Stock

    2003-10-29$6.47/sh+10,448$67,59966,124 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2003-10-2933,0220 total
    Exercise: $9.25From: 1998-08-05Exp: 2007-08-05Common Stock (33,022 underlying)
Holdings
  • Common Stock

    (indirect: By ESOP)
    21,782.113
  • Common Stock

    (indirect: By IRA)
    1,000
  • Common Stock

    (indirect: By 401(k))
    17,028
  • Incentive Stock Option (right to buy)

    Exercise: $6.47From: 2001-07-18Exp: 2010-07-18Common Stock (10,448 underlying)
    10,448
  • Common Stock

    (indirect: By Def. Comp. Plan)
    124
Footnotes (5)
  • [F1]33,022 Options previously identified as Incentive Stock Options were in fact Non-Qualified Stock Options.
  • [F2]10,448 Options previously identified as Incentive Stock Options were in fact Non-Qualified Stock Options.
  • [F3]Non-Qualified Stock Options granted pursuant to the FIRSTFED AMERICA BANCORP, INC. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of August 5, 2002.
  • [F4]Non-Qualified Stock Options granted pursuant to the FIRSTFED AMERICA BANCORP, INC. 1998 Stock Option Plan are fully vested and exercisable as of July 18, 2003.
  • [F5]Incentive Stock Options granted pursuant to the FIRSTFED AMERICA BANCORP, INC. 1998 Stock Option Plan will vest in two equal annual installments on July 18, 2004 and July 18, 2005.

Documents

1 file

Issuer

FIRSTFED AMERICA BANCORP INC

CIK 0001023640

Entity typeother

Related Parties

1
  • filerCIK 0001209464

Filing Metadata

Form type
4
Filed
Oct 30, 7:00 PM ET
Accepted
Oct 31, 5:23 PM ET
Size
16.4 KB