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KLAG JOHN L 4

Accession 0000909654-03-001206

CIK 0001020828other
View on SEC.govCompany Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:38 PM ET

Size

32.0 KB

Accession

0000909654-03-001206

Insider Transaction Report

Form 4
Period: 2003-10-02
ROSLYN BANCORP INCRSLN
KLAG JOHN L
EVP & Investment Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2003-10-02$18.40/sh+5,436$100,022→ 151,992 total
  • Disposition to Issuer

    Common Stock

    2003-10-31−8,302→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    Common Stock

    2003-10-31−151,992→ 0 total
  • Exercise/Conversion

    Common Stock

    2003-10-02$15.00/sh+33,330$499,950→ 146,556 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2003-10-02−33,330→ 179,668 total
    Exercise: $15.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (33,330 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−12,298→ 0 total(indirect: By ESOP)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2003-10-31−10,872→ 0 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (10,872 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−5,833→ 0 total(indirect: By Stock Award IV)
  • Disposition to Issuer

    Stock Option (right to buy)

    2003-10-31−179,668→ 0 total
    Exercise: $15.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (179,668 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−7,302→ 0 total(indirect: By Stock Award II)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31−27,432→ 0 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (27,432 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−44,547→ 0 total(indirect: By Stock Award III)
  • Disposition to Issuer

    Common Stock

    2003-10-31−3,750→ 0 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2003-10-31−14,465→ 0 total(indirect: By BRP)
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2003-10-02−5,436→ 10,872 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (5,436 underlying)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31−157,500→ 0 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (157,500 underlying)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31−24,634→ 0 total
    Exercise: $21.35From: 2003-06-25Exp: 2012-06-25→ Common Stock (24,634 underlying)
Footnotes (19)
  • [F1]Since the reporting person's last report 7,086 shares previously held through Stock Award II have vested and are now owned directly.
  • [F10]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 33,410 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F11]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 4,374 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F12]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 2,812 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F13]Incentive Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in three equal annual installments commencing on June 26, 2002.
  • [F14]This option, which provided for vesting in three equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 8,154 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F15]This option, which provided for vesting in four annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 20,574 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F16]This option, which provided for vesting in four annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 118,125 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F17]This option, which provided for vesting in three annual installments beginning June 25, 2003, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 18,476 shares of New York Community Bancorp, Inc. common stock for $28.47 per share.
  • [F18]Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of September 2, 2002.
  • [F19]This option, which was fully vested was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 134,751 shares of New York Community Bancorp, Inc. common stock for $20.00 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 113,994 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F3]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 6,226 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F4]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
  • [F5]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 6,276 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F6]This form reflects increases in beneficial ownership resulting from exempt acquisitions under the BRP and ESOP pursuant to Rule 16b-3(c).
  • [F7]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 9,223 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F8]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 2,812 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F9]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 5,476 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.

Documents

1 file

Issuer

ROSLYN BANCORP INC

CIK 0001020828

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Entity typeother

Related Parties

1
  • filerCIK 0001230132

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:38 PM ET
Size
32.0 KB
View on SEC.gov