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4//SEC Filing

BRANSFIELD JOHN R JR 4

Accession 0000909654-03-001208

CIK 0001020828other
View on SEC.govCompany Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:44 PM ET

Size

22.0 KB

Accession

0000909654-03-001208

Insider Transaction Report

Form 4
Period: 2003-10-31
ROSLYN BANCORP INCRSLN
BRANSFIELD JOHN R JR
DirectorVice Chairman
Transactions
  • Disposition to Issuer

    Common Stock

    2003-10-31−11,617→ 0 total(indirect: By Stock Award II)
  • Disposition to Issuer

    Common Stock

    2003-10-31−33,603→ 0 total(indirect: By BRP)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31−31,707→ 0 total
    Exercise: $21.35From: 2003-06-25Exp: 2012-06-25→ Common Stock (31,707 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−184,180→ 0 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2003-10-31−433,261→ 0 total
    Exercise: $15.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (433,261 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−55,837→ 0 total(indirect: By Stock Award III)
  • Disposition to Issuer

    Common Stock

    2003-10-31−8,863→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31−213,750→ 0 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (213,750 underlying)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31−38,979→ 0 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (38,979 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-31−13,073→ 0 total(indirect: By ESOP)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2003-10-31−16,308→ 0 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (16,308 underlying)
Footnotes (14)
  • [F1]Since the reporting person's last report 11,274 shares previously held through Stock Award II have vested and are now owned directly.
  • [F10]This option, which provided for vesting in three equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 12,231 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F11]This option, which provided for vesting in four annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 29,234 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F12]This option, which provided for vesting in four equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 160,313 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F13]This option, which provided for vesting in three equal annual installments beginning June 25, 2003, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 23,780 shares of New York Community Bancorp, Inc. common stock for $28.47 per share.
  • [F14]This option, which was fully vested, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 324,946 shares of New York Community Bancorp, Inc. common stock for $20.00 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 138,135 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F3]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 6,647 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F4]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
  • [F5]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 25,202 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F6]This form reflects increases in beneficial ownership resulting from exempt acquisitions under the BRP and ESOP pursuant to Rule 16b-3(c).
  • [F7]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 9,804 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F8]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 8,712 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F9]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 41,877 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.

Documents

1 file

Issuer

ROSLYN BANCORP INC

CIK 0001020828

→
Entity typeother

Related Parties

1
  • filerCIK 0001230145

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:44 PM ET
Size
22.0 KB
View on SEC.gov