4//SEC Filing
MACKENZIE NANCY C 4
Accession 0000909654-03-001232
CIK 0001020828other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 6:51 PM ET
Size
24.9 KB
Accession
0000909654-03-001232
Insider Transaction Report
Form 4
MACKENZIE NANCY C
Executive Vice President & CIO
Transactions
- Disposition to Issuer
Common Stock
2003-10-31−113,372→ 0 total - Disposition to Issuer
Common Stock
2003-10-31−2,400→ 0 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2003-10-31−44,547→ 0 total(indirect: By Stock Award III) - Disposition to Issuer
Non-Statutory Stock Option (right to buy)
2003-10-31−24,634→ 0 totalExercise: $21.35From: 2003-06-25Exp: 2012-06-25→ Common Stock (24,634 underlying) - Disposition to Issuer
Non-Statutory Stock Option (right to buy)
2003-10-31−163,500→ 0 totalExercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (163,500 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2003-10-31−16,308→ 0 totalExercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (16,308 underlying) - Disposition to Issuer
Common Stock
2003-10-31−12,570→ 0 total(indirect: By BRP) - Disposition to Issuer
Incentive Stock Option (right to buy)
2003-10-31−263,001→ 0 totalExercise: $15.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (263,001 underlying) - Disposition to Issuer
Common Stock
2003-10-31−21,264→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2003-10-31−12,734→ 0 total(indirect: By ESOP) - Disposition to Issuer
Common Stock
2003-10-31−7,302→ 0 total(indirect: By Stock Award II) - Disposition to Issuer
Common Stock
2003-10-31−5,833→ 0 total(indirect: By Stock Award IV) - Disposition to Issuer
Non-Statutory Stock Option (right to buy)
2003-10-31−27,432→ 0 totalExercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (27,432 underlying)
Footnotes (16)
- [F1]Since the reporting person's last report 7,086 shares previously held through Stock Award II have vested and are now owned directly.
- [F10]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 33,410 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F11]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 4,374 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F12]This option, which was fully vested, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 197,251 shares of New York Community Bancorp, Inc. common stock for $20.00 per share.
- [F13]This option, which provided for vesting in three equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 12,231 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
- [F14]This option, which provided for vesting in four annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 20,574 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
- [F15]This option, which provided for vesting in four equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 122,625 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
- [F16]This option, which provided for vesting in three annual installments beginning June 25, 2003, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 18,476 shares of New York Community Bancorp, Inc. common stock for $28.47 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 85,029 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F3]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 15,948 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F4]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
- [F5]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 9,427 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F6]This form reflects increases in beneficial ownership resulting from exempt acquisitions under the BRP and ESOP pursuant to Rule 16b-3(c).
- [F7]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 9,550 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F8]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 1,800 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F9]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 5,476 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
Documents
Issuer
ROSLYN BANCORP INC
CIK 0001020828
Entity typeother
Related Parties
1- filerCIK 0001230154
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 6:51 PM ET
- Size
- 24.9 KB