Home/Filings/4/0000909654-03-001238
4//SEC Filing

QUINN R PATRICK 4

Accession 0000909654-03-001238

CIK 0001020828other

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 7:03 PM ET

Size

28.1 KB

Accession

0000909654-03-001238

Insider Transaction Report

Form 4
Period: 2003-10-31
QUINN R PATRICK
General Counsel, EVP&Corp Sec.
Transactions
  • Disposition to Issuer

    Common Stock

    2003-10-3132,3680 total
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2003-10-317,5000 total
    Exercise: $16.71From: 2002-02-02Exp: 2011-02-02Common Stock (7,500 underlying)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-3124,6340 total
    Exercise: $21.35From: 2003-06-25Exp: 2012-06-25Common Stock (24,634 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2003-10-3130,0000 total
    Exercise: $12.00From: 2000-02-01Exp: 2009-02-01Common Stock (30,000 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-316,0000 total(indirect: By Stock Award III)
  • Disposition to Issuer

    Common Stock

    2003-10-3144,2970 total(indirect: By Stock Award IV)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-3139,1890 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26Common Stock (39,189 underlying)
  • Disposition to Issuer

    Non-Statutory Stock Option (right to buy)

    2003-10-31163,5000 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26Common Stock (163,500 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-313,4670 total(indirect: By BRP)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2003-10-314,5510 total
    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26Common Stock (4,551 underlying)
  • Disposition to Issuer

    Common Stock

    2003-10-314,5000 total(indirect: By Stock Award)
  • Disposition to Issuer

    Common Stock

    2003-10-311,6940 total(indirect: By IRA)
  • Disposition to Issuer

    Common Stock

    2003-10-314,1070 total(indirect: By Stock Award II)
  • Disposition to Issuer

    Common Stock

    2003-10-313,9280 total(indirect: By ESOP)
  • Disposition to Issuer

    Common Stock

    2003-10-315,8330 total(indirect: By Stock Award V)
Footnotes (17)
  • [F1]Since the reporting person's last report 3,984 shares previously held through Stock Award II have vested and are now owned directly.
  • [F10]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 33,222 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F11]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 4,374 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F12]This option, which provided for vesting in four annual installments beginning February 1, 2000, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 22,500 shares of New York Community Bancorp, Inc. common stock for $16.00 per share.
  • [F13]This option, which provided for vesting in four annual installments beginning February 2, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 5,625 shares of New York Community Bancorp, Inc. common stock for $22.28 per share.
  • [F14]This option, which provided for vesting in three equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 3,413 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F15]This option, which provided for vesting in four equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 29,392 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F16]This option, which provided for vesting in four annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 122,625 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
  • [F17]This option, which provided for vesting in three annual installments beginning June 25, 2003, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 18,476 shares of New York Community Bancorp, Inc. common stock for $28.47 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 24,276 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F3]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 2,600 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F4]This form reflects increases in beneficial ownership resulting from exempt acquisitions under the BRP and ESOP pursuant to Rule 16b-3(c).
  • [F5]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 2,946 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F6]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 1,270 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F7]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 3,375 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F8]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 3,080 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
  • [F9]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 4,500 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.

Documents

1 file

Issuer

ROSLYN BANCORP INC

CIK 0001020828

Entity typeother

Related Parties

1
  • filerCIK 0001230155

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 7:03 PM ET
Size
28.1 KB